Rocaton Investment Advisors

Rocaton Investment Advisors (CRD# 120451) is a financial advisory firm headquartered in Norwalk, CT. They manage $12,393,319,013 in 155 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    12,393
    MILLION
  • Total Number of Accounts
    155
    ACCOUNTS
  • Average Account Value
    $79,956,897
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CT, IL, MD

Financial Advisors at Rocaton Investment Advisors
No Advisor Found.
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