Rocaton Investment Advisors

Rocaton Investment Advisors (CRD# 120451) is a financial advisory firm headquartered in Norwalk, CT. They manage $7,169,014,543 in 10 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,169
    MILLION
  • Total Number of Accounts
    10
    ACCOUNTS
  • Average Account Value
    $716,901,454
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, NY

Financial Advisors at Rocaton Investment Advisors
No Advisor Found.
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.