Rock Elm Capital Management LLC

Rock Elm Capital Management LLC (CRD# 287783) is a financial advisory firm headquartered in Darien, CT. They serve the financial needs of clients across 1 states (or territories).

Current Firm Details
30 Old Kings Highway South, Darien, CT 06820
http://rockelmcapital.com
By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CT

Financial Advisors at Rock Elm Capital Management LLC
Showing 1 - 3 of 3 top financial advisors.
1
Paul Gregg, financial advisor Darien CT
Paul S. Gregg
CRD#: 1657835
30 Old Kings Highway South, Darien, CT 06820

Paul Gregg (CRD# 1657835) is an Investment Advisor Representative working at Rock Elm Capital Management LLC in Darien, CT and has over 33 years of experience in the finance industry.

2
Edward Hogan, financial advisor Darien CT
Edward L. Hogan
CRD#: 2394785
30 Old Kings Highway South, Darien, CT 06820

Edward Hogan (CRD# 2394785) is an Investment Advisor Representative working at Rock Elm Capital Management LLC in Darien, CT and has over 7 years of experience in the finance industry.

3
Karr McCurdy, financial advisor Darien CT
Karr McCurdy
CRD#: 4839323
30 Old Kings Highway South, Darien, CT 06820

Karr McCurdy (CRD# 4839323) is an Investment Advisor Representative working at Rock Elm Capital Management LLC in Darien, CT and has over 19 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Request Proposals