Be advised. This firm is no longer registered.

Rockefeller & Company, Inc.

Rockefeller & Company, Inc. (CRD# 106264) is a financial advisory firm headquartered in New York, NY. They manage $10,328,681,846 in 2,830 accounts and serve the financial needs of clients across 17 states (or territories).

Current Firm Details
10 Rockefeller Plaza, 3rd Floor, New York, NY 10020
http://www.rockco.com
By the Numbers
  • Total Assets Under Management
    10,329
    MILLION
  • Total Number of Accounts
    2,830
    ACCOUNTS
  • Average Account Value
    $3,649,711
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, CT, DC, DE, FL, MA, MD, ME, MI, NH, NJ, NY, OH, PA, VA, VT, WA

Financial Advisors at Rockefeller & Company, Inc.
No Advisor Found.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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