Rosenbaum Financial

Rosenbaum Financial (CRD# 173805) is a financial advisory firm headquartered in Portland, OR. They manage $307,617,219 in 505 accounts and serve the financial needs of clients across 7 states (or territories).

Current Firm Details
150 Sw Harrison Street, Suite 300, Portland, OR 97201
http://www.rosenbaumfinancial.com
By the Numbers
  • Total Assets Under Management
    308
    MILLION
  • Total Number of Accounts
    505
    ACCOUNTS
  • Average Account Value
    $609,143
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, HI, OR, TN, TX, UT, WA

Financial Advisors at Rosenbaum Financial
Showing 1 - 7 of 7 top financial advisors.
1
Jana Basden, financial advisor Portland OR
Jana G. Basden
CRD#: 1291917
150 Sw Harrison Street, Suite 300, Portland, OR 97201
96
Wealthminder
score

Jana Basden (CRD# 1291917) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 32 years of experience in the finance industry. Jana Basden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Mark Rosenbaum, financial advisor Portland OR
Mark P. Rosenbaum
CRD#: 2618230
150 Sw Harrison Street, Suite 300, Portland, OR 97201
93
Wealthminder
score

Mark Rosenbaum (CRD# 2618230) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 21 years of experience in the finance industry.

3
Kimberly Rosenberg, financial advisor Portland OR
Kimberly S. Rosenberg
CRD#: 5558727
150 Sw Harrison Street, Suite 300, Portland, OR 97201
93
Wealthminder
score

Kimberly Rosenberg (CRD# 5558727) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 8 years of experience in the finance industry.

4
Darin Sevier, financial advisor Portland OR
Darin A. Sevier
CRD#: 5124314
150 Sw Harrison Street, Suite 300, Portland, OR 97201
90
Wealthminder
score

Darin Sevier (CRD# 5124314) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 4 years of experience in the finance industry.

5
James Leonard, financial advisor Portland OR
James P. Leonard
CRD#: 6614470
150 Sw Harrison Street, Suite 300, Portland, OR 97201
87
Wealthminder
score

James Leonard (CRD# 6614470) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has 1 year of experience in the finance industry.

6
Katherine Quick, financial advisor Portland OR
Katherine A. Quick
CRD#: 6504959
150 Sw Harrison Street, Suite 300, Portland, OR 97201
87
Wealthminder
score

Katherine Quick (CRD# 6504959) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has 1 year of experience in the finance industry.

7
Stephen Forman, financial advisor Portland OR
Stephen E. Forman
CRD#: 2506441
150 Sw Harrison Street, Suite 300, Portland, OR 97201
83
Wealthminder
score

Stephen Forman (CRD# 2506441) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 23 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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