Rosenbaum Financial

Rosenbaum Financial (CRD# 173805) is a financial advisory firm headquartered in Portland, OR. They manage $192,354,649 in 385 accounts and serve the financial needs of clients across 6 states (or territories).

By the Numbers
  • Total Assets Under Management
    192
    MILLION
  • Total Number of Accounts
    385
    ACCOUNTS
  • Average Account Value
    $499,622
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, OR, TN, TX, UT, WA

Financial Advisors at Rosenbaum Financial
Showing 1 - 5 of 5 top financial advisors.
1
Jana G. Basden
CRD#: 1291917
150 Sw Harrison Street, Suite 300, Portland, OR 97201
96
Wealthminder
score

Jana Basden (CRD# 1291917) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 31 years of experience in the finance industry. Jana Basden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Mark P. Rosenbaum
CRD#: 2618230
150 Sw Harrison Street, Suite 300, Portland, OR 97201
93
Wealthminder
score

Mark Rosenbaum (CRD# 2618230) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 20 years of experience in the finance industry.

3
Kimberly S. Rosenberg
CRD#: 5558727
150 Sw Harrison Street, Suite 300, Portland, OR 97201
93
Wealthminder
score

Kimberly Rosenberg (CRD# 5558727) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 7 years of experience in the finance industry.

4
Darin A. Sevier
CRD#: 5124314
150 Sw Harrison Street, Suite 300, Portland, OR 97201
89
Wealthminder
score

Darin Sevier (CRD# 5124314) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 3 years of experience in the finance industry.

5
Stephen E. Forman
CRD#: 2506441
150 Sw Harrison Street, Suite 300, Portland, OR 97201
83
Wealthminder
score

Stephen Forman (CRD# 2506441) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 22 years of experience in the finance industry.

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