Rosenbaum Financial

Rosenbaum Financial (CRD# 173805) is a financial advisory firm headquartered in Portland, OR. They manage $192,354,649 in 385 accounts and serve the financial needs of clients across 6 states (or territories).

Current Firm Details

150 Sw Harrison Street, Suite 300, Portland, OR 97201

http://www.rosenbaumfinancial.com

By the Numbers

Total Assets Under Management

192

MILLION
Total Number of Accounts

385

ACCOUNTS
Average Account Value

$499,622

Compensation Options

A percentage of assets under your management
Hourly charges
Fixed fees (other than subscription fees)

Advisory Services Offered

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses (other than small businesses) or institutional clients
Pension consulting services
Selection of other advisers (including private fund managers)
Educational seminars/workshops

Types of Clients

Registered States

Registered Investment Advisor

Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, OR, TN, TX, UT, WA

Financial Advisors at Rosenbaum Financial

Showing 1 - 5 of 5 top financial advisors.

1

CRD#: 1291917

150 Sw Harrison Street, Suite 300, Portland, OR 97201

96

Wealthminder

score

Jana Basden (CRD# 1291917) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 31 years of experience in the finance industry. Jana Basden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2

Mark P. Rosenbaum

CRD#: 2618230

150 Sw Harrison Street, Suite 300, Portland, OR 97201

93

Wealthminder

score

Mark Rosenbaum (CRD# 2618230) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 21 years of experience in the finance industry.

3

Kimberly S. Rosenberg

CRD#: 5558727

150 Sw Harrison Street, Suite 300, Portland, OR 97201

93

Wealthminder

score

Kimberly Rosenberg (CRD# 5558727) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 8 years of experience in the finance industry.

4

Darin A. Sevier

CRD#: 5124314

150 Sw Harrison Street, Suite 300, Portland, OR 97201

89

Wealthminder

score

Darin Sevier (CRD# 5124314) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 3 years of experience in the finance industry.

5

Stephen E. Forman

CRD#: 2506441

150 Sw Harrison Street, Suite 300, Portland, OR 97201

83

Wealthminder

score

Stephen Forman (CRD# 2506441) is an Investment Advisor Representative working at Rosenbaum Financial in Portland, OR and has over 23 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

Request Proposals