Roth Asset Management, Inc.

Roth Asset Management, Inc. (CRD# 128368) is a financial advisory firm headquartered in , . They manage $131,996,140 in 58 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    132
    MILLION
  • Total Number of Accounts
    58
    ACCOUNTS
  • Average Account Value
    $2,275,796
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

OR, WA

Financial Advisors at Roth Asset Management, Inc.
Showing 1 - 1 of 1 top financial advisors.
1
Steven Roth, financial advisor Lake Oswego OR
Steven B. Roth
CRD#: 1080110
Lake Oswego, OR

Steven Roth (CRD# 1080110) is an Investment Advisor Representative working at Roth Asset Management, Inc. in Lake Oswego, OR and has over 41 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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