Round Rock Advisors LLC
Round Rock Advisors LLC (CRD# 286007) is a financial advisory firm headquartered in Wilton, CT. They manage $484,811,266 in 1,677 accounts and serve the financial needs of clients across 14 states (or territories).
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Total Assets Under Management485MILLION
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Total Number of Accounts1,677ACCOUNTS
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Average Account Value$289,094
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CO, CT, FL, MA, MD, NC, NH, NJ, NY, PA, SC, TX, VA
Bert Bowler (CRD# 2485212) is an Investment Advisor Representative working at Round Rock Advisors LLC in Wilton, CT and has over 29 years of experience in the finance industry. Bert Bowler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Scott Dynan (CRD# 3157770) is an Investment Advisor Representative working at Round Rock Advisors LLC in Wilton, CT and has over 24 years of experience in the finance industry.
Craig Jensen (CRD# 5766588) is an Investment Advisor Representative working at Round Rock Advisors LLC in Wilton, CT and has over 8 years of experience in the finance industry.
Laurel Mathews (CRD# 1598331) is an Investment Advisor Representative working at Round Rock Advisors LLC in Wilton, CT and has over 36 years of experience in the finance industry. Laurel Mathews has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
John Planell (CRD# 1333455) is an Investment Advisor Representative working at Round Rock Advisors LLC in Wilton, CT and has over 38 years of experience in the finance industry. John Planell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Carol Burton (CRD# 1245270) is an Investment Advisor Representative working at Round Rock Advisors LLC in Wilton, CT and has 1 year of experience in the finance industry. Carol Burton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Eamon Moran (CRD# 4127342) is an Investment Advisor Representative working at Round Rock Advisors LLC in Wilton, CT and has over 17 years of experience in the finance industry.