Royal Alliance Associates, Inc.

Royal Alliance Associates, Inc. (CRD# 23131) is a financial advisory firm headquartered in New York, NY. They manage $4,629,210,022 in 19,113 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    4,629
    MILLION
  • Total Number of Accounts
    19,113
    ACCOUNTS
  • Average Account Value
    $242,202
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Royal Alliance Associates, Inc.
Showing 1 - 10 of 820 top financial advisors.
1
Dana J. Menard
CRD#: 4532311
11272 86th Ave N, Suite B, Maple Grove, MN 55369
103
Wealthminder
score

Dana Menard (CRD# 4532311) is an Independent Financial Advisor and CERTIFIED FINANCIAL PLANNER™ (CFP®) based in the Twin Cities metro area. He has over 13 years of experience in helping busy professionals, families, and small businesses across the country organize, prioritize, and meet their financial goals so that they can concentrate on the important things in life. 

 

He believes that investing is a long-term proposition and believes that everyone needs to plan for tomorrow. At every income level, there are steps one can take to make more efficient use of their assets to work toward financial independence. That's why he doesn't believe in or enforce account minimums. 

 

Dana is active in the financial community and is both a member of The Financial Planning Association of Minnesota (FPA) and The Financial Services Institute (FSI).  He also volunteers a lot of time to local schools and businesses by teaching financial literacy classes through a couple of non-profit organizations, The Society of Financial Awareness (SOFA) and BestPrep.

 

Relationships are built on trust. Dana’s clients trust him to make decisions that are in their best interests. They trust him to assess their needs, listen to their concerns, and offer objective recommendations designed to address their unique situation. He does not take this confidence lightly, and he works hard every day to remain worthy of his clients’ trust.

 

Dana welcomes the opportunity to answer any questions you may have about his practice (www.danamenardcfp.com) and how he may be able to help you realize your financial goals either virtually or in office meetings available at: http://meetme.so/DanaMenardCFP

 

Visit www.danamenardedu.com for a FREE Video Series that will help you organize your financial life today!

2
Jerry M. Bernstein
CRD#: 1704803
201 Moreland Avenue, Suite 10, Hauppauge, NY 11788
101
Wealthminder
score

Jerry Bernstein (CRD# 1704803) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Hauppauge, NY and has over 30 years of experience in the finance industry.

3
Robert G. Davidson
CRD#: 1458872
19301 Winmeade Dr., Suite 201, Leesburg, VA 20176
101
Wealthminder
score

Robert Davidson (CRD# 1458872) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Leesburg, VA and has over 31 years of experience in the finance industry.

4
Christopher L. Pankratz, CFP
CRD#: 1784130
3900 Northwoods Dr., Suite 125, Arden Hills, MN 55112-6987
101
Wealthminder
score
Christopher Pankratz (CRD# 1784130) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Arden Hills, MN and has over 29 years of experience in the finance industry. Christopher Pankratz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
5
Walter J. Brosman
CRD#: 861175
300 Allen Drive, Northampton, PA 18067
98
Wealthminder
score

Walter Brosman (CRD# 861175) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Northampton, PA and has over 38 years of experience in the finance industry.

6
Anthony M. D'auria
CRD#: 2997866
300 Executive Drive, #125, West Orange, NJ 07052
98
Wealthminder
score
Anthony D'auria (CRD# 2997866) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in West Orange, NJ and has over 17 years of experience in the finance industry.
7
Jeffrey L. Alexander
CRD#: 2776
100 Hillcrest, Suite D, Washington, IL 61571
96
Wealthminder
score

Jeffrey Alexander (CRD# 2776) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Washington, IL and has over 28 years of experience in the finance industry.

8
Mary T. Allen
CRD#: 1498096
700 Ygnacio Valley Road, Suite 200, Walnut Creek, CA 94596
96
Wealthminder
score

Mary Allen (CRD# 1498096) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Walnut Creek, CA and has over 21 years of experience in the finance industry. Mary Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Charles J. Anderson
CRD#: 835053
10 Inverness Center Parkway, Suite 400, Birmingham, AL 35242
96
Wealthminder
score

Charles Anderson (CRD# 835053) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Birmingham, AL and has over 34 years of experience in the finance industry.

10
Gregg R. Anderson
CRD#: 846528
3900 Northwoods Dr., Suite 125, Arden Hills, MN 55112
96
Wealthminder
score

Gregg Anderson (CRD# 846528) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Arden Hills, MN and has over 37 years of experience in the finance industry. Gregg Anderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.