Rsm Us Wealth Management LLC

Rsm Us Wealth Management LLC (CRD# 111221) is a financial advisory firm headquartered in Minneapolis, MN. They manage $5,019,130,264 in 11,049 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    5,019
    MILLION
  • Total Number of Accounts
    11,049
    ACCOUNTS
  • Average Account Value
    $454,261
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Rsm Us Wealth Management LLC
Showing 1 - 10 of 79 top financial advisors.
1
Daniel A. Avery
CRD#: 4478620
4725 Piedmont Row Dr, Suite 300, Charlotte, NC 28210
96
Wealthminder
score

Daniel Avery (CRD# 4478620) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Charlotte, NC and has over 15 years of experience in the finance industry. Daniel Avery has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Neil D. Blicher
CRD#: 2647023
80 City Square, Boston, MA 02129
96
Wealthminder
score

Neil Blicher (CRD# 2647023) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Boston, MA and has over 22 years of experience in the finance industry. Neil Blicher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Maureen Carrion
CRD#: 4817082
9737 Washingtonian Blvd, Suite 400, Gaithersburg, MD 20878
96
Wealthminder
score

Maureen Carrion (CRD# 4817082) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Gaithersburg, MD and has over 7 years of experience in the finance industry. Maureen Carrion has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Charles C. Harker
CRD#: 4961745
515 S Flower St, 41st Floor, Los Angeles, CA 90071
96
Wealthminder
score

Charles Harker (CRD# 4961745) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Los Angeles, CA and has over 12 years of experience in the finance industry. Charles Harker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Steven E. Kelley
CRD#: 4594758
8040 Excelsior Dr, Suite 300, Madison, WI 53717
96
Wealthminder
score

Steven Kelley (CRD# 4594758) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Madison, WI and has over 14 years of experience in the finance industry. Steven Kelley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Rebecca L. Mallonee
CRD#: 4034721
221 Third Ave Se, Suite 300, Cedar Rapids, IA 52401
96
Wealthminder
score

Rebecca Mallonee (CRD# 4034721) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Cedar Rapids, IA and has over 17 years of experience in the finance industry.

7
Paul F. Maurin
CRD#: 4695109
515 S Flower St, 41st Floor, Los Angeles, CA 90071
96
Wealthminder
score

Paul Maurin (CRD# 4695109) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Los Angeles, CA and has over 14 years of experience in the finance industry. Paul Maurin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Keith R. Mayhew
CRD#: 4404274
9737 Washingtonian Blvd, Suite 400, Gaithersburg, MD 20878
96
Wealthminder
score

Keith Mayhew (CRD# 4404274) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Gaithersburg, MD and has over 13 years of experience in the finance industry. Keith Mayhew has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Michael W. Montag
CRD#: 2700325
703 Main St, Suite B, Dubuque, IA 52001
96
Wealthminder
score

Michael Montag (CRD# 2700325) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Dubuque, IA and has over 21 years of experience in the finance industry. Michael Montag has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Robert W. Nelson
CRD#: 2313529
130 South Main St, Suite 200, South Bend, IN 46601
96
Wealthminder
score

Robert Nelson (CRD# 2313529) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in South Bend, IN and has over 24 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.