Be advised. This firm is no longer registered.

Santa Barbara Asset Management, LLC

Santa Barbara Asset Management, LLC (CRD# 138123) is a financial advisory firm headquartered in Los Angeles, CA. They manage $7,519,915,245 in 2,949 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,520
    MILLION
  • Total Number of Accounts
    2,949
    ACCOUNTS
  • Average Account Value
    $2,549,988
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Santa Barbara Asset Management, LLC
No Advisor Found.
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