Saratoga Research & Investment Management

Saratoga Research & Investment Management (CRD# 110506) is a financial advisory firm headquartered in Saratoga, CA. They manage $1,638,083,262 in 2,890 accounts and serve the financial needs of clients across 15 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,638
    MILLION
  • Total Number of Accounts
    2,890
    ACCOUNTS
  • Average Account Value
    $566,811
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CT, FL, GA, LA, MD, NC, NY, OK, TN, TX, WA, WI

Financial Advisors at Saratoga Research & Investment Management
Showing 1 - 10 of 13 top financial advisors.
1
Mark L. McClenahan
CRD#: 2323315
14471 Big Basin Way, Suite E, Saratoga, CA 95070
96
Wealthminder
score

Mark McClenahan (CRD# 2323315) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 23 years of experience in the finance industry. Mark McClenahan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Aileen K. Braga
CRD#: 2241901
14471 Big Basin Way, Suite E, Saratoga, CA 95070
93
Wealthminder
score

Aileen Braga (CRD# 2241901) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 23 years of experience in the finance industry.

3
Marc C. Crosby
CRD#: 6135326
14471 Big Basin Way, Suite E, Saratoga, CA 95070
93
Wealthminder
score

Marc Crosby (CRD# 6135326) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 4 years of experience in the finance industry.

4
Stephen Y. Fung
CRD#: 2536107
14471 Big Basin Way, Suite E, Saratoga, CA 95070
93
Wealthminder
score

Stephen Fung (CRD# 2536107) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 7 years of experience in the finance industry.

5
David S. Lii
CRD#: 5358669
14471 Big Basin Way, Suite E, Saratoga, CA 95070
93
Wealthminder
score

David Lii (CRD# 5358669) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 8 years of experience in the finance industry.

6
Philip A. Spencer
CRD#: 5649275
14471 Big Basin Way, Suite E, Saratoga, CA 95070
93
Wealthminder
score

Philip Spencer (CRD# 5649275) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 7 years of experience in the finance industry.

7
James H. Tanner
CRD#: 2393970
14471 Big Basin Way, Suite E, Saratoga, CA 95070
93
Wealthminder
score

James Tanner (CRD# 2393970) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 21 years of experience in the finance industry.

8
Kevin P. Tanner
CRD#: 1397749
14471 Big Basin Way, Suite E, Saratoga, CA 95070
93
Wealthminder
score

Kevin Tanner (CRD# 1397749) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 30 years of experience in the finance industry.

9
George Wehrfritz
CRD#: 5737710
Los Osos, CA
93
Wealthminder
score

George Wehrfritz (CRD# 5737710) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Los Osos, CA and has over 6 years of experience in the finance industry.

10
Matthew D. Casas
CRD#: 6146130
14471 Big Basin Way, Suite E, Saratoga, CA 95070
90
Wealthminder
score

Matthew Casas (CRD# 6146130) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 3 years of experience in the finance industry.

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