Saxon Securities LLC

Saxon Securities LLC (CRD# 155168) is a financial advisory firm headquartered in San Francisco, CA. They manage $656,500,000 in 12 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    657
    MILLION
  • Total Number of Accounts
    12
    ACCOUNTS
  • Average Account Value
    $54,708,333
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Saxon Securities LLC
Showing 1 - 3 of 3 top financial advisors.
1
Ned F. Lucia
CRD#: 5582090
101 California Street, Suite 2710, San Francisco, CA 94111
93
Wealthminder
score

Ned Lucia (CRD# 5582090) is an Investment Advisor Representative working at Saxon Securities LLC in San Francisco, CA and has over 7 years of experience in the finance industry.

2
Yady Guitana
CRD#: 5860234
101 California Street, Suite 2710, San Francisco, CA 94111
90
Wealthminder
score

Yady Guitana (CRD# 5860234) is an Investment Advisor Representative working at Saxon Securities LLC in San Francisco, CA and has 1 year of experience in the finance industry.

3
Rebecca L. Lucia
CRD#: 5870244
101 California Street, Suite 2710, San Francisco, CA 94111
90
Wealthminder
score

Rebecca Lucia (CRD# 5870244) is an Investment Advisor Representative working at Saxon Securities LLC in San Francisco, CA and has 1 year of experience in the finance industry.

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