Schwan Financial Advisors, LLC

Schwan Financial Advisors, LLC (CRD# 127313) is a financial advisory firm headquartered in Aberdeen, SD. They manage $61,359,357 in 622 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    61
    MILLION
  • Total Number of Accounts
    622
    ACCOUNTS
  • Average Account Value
    $98,648
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, IA, MI, MN, ND, NE, SD

Financial Advisors at Schwan Financial Advisors, LLC
Showing 1 - 6 of 6 top financial advisors.
1
Michael J. Rydell
CRD#: 5324272
4625 45th Street South, Suite 200-i, Fargo, ND 58104
98
Wealthminder
score

Michael Rydell (CRD# 5324272) is an Investment Advisor Representative working at Schwan Financial Advisors, LLC in Fargo, ND and has over 10 years of experience in the finance industry.

2
Sarathi Giridhar
CRD#: 4100647
320 - 6th Avenue Southeast, Aberdeen, SD 57401
96
Wealthminder
score

Sarathi Giridhar (CRD# 4100647) is an Investment Advisor Representative working at Schwan Financial Advisors, LLC in Aberdeen, SD and has over 17 years of experience in the finance industry. Sarathi Giridhar has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jonathan C. Davidson
CRD#: 5610893
320 - 6th Avenue Se, Aberdeen, SD 57401
93
Wealthminder
score

Jonathan Davidson (CRD# 5610893) is an Investment Advisor Representative working at Schwan Financial Advisors, LLC in Aberdeen, SD and has over 8 years of experience in the finance industry.

4
Allen R. Soulek
CRD#: 1873068
320 - 6th Avenue Se, Aberdeen, SD 57401
93
Wealthminder
score

Allen Soulek (CRD# 1873068) is an Investment Advisor Representative working at Schwan Financial Advisors, LLC in Aberdeen, SD and has over 29 years of experience in the finance industry.

5
Michael A. Duch
CRD#: 2276302
320 - 6th Avenue Se, Aberdeen, SD 57401
63
Wealthminder
score

Michael Duch (CRD# 2276302) is an Investment Advisor Representative working at Schwan Financial Advisors, LLC in Aberdeen, SD and has over 25 years of experience in the finance industry.

6
John P. Schwan
CRD#: 1421895
320 - 6th Avenue Southeast, Aberdeen, SD 57401
48
Wealthminder
score

John Schwan (CRD# 1421895) is an Investment Advisor Representative working at Schwan Financial Advisors, LLC in Aberdeen, SD and has over 25 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.