Secure Planning, Inc.

Secure Planning, Inc. (CRD# 42179) is a financial advisory firm headquartered in Portsmouth, NH. They manage $118,904,602 in 791 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    119
    MILLION
  • Total Number of Accounts
    791
    ACCOUNTS
  • Average Account Value
    $150,322
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CO, FL, MA, ME, NH, NY, TX

Financial Advisors at Secure Planning, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Lisa A. Dugan
CRD#: 2979629
42 Middle Street, Portsmouth, NH 03801
96
Wealthminder
score

Lisa Dugan (CRD# 2979629) is an Investment Advisor Representative working at Secure Planning, Inc. in Portsmouth, NH and has over 19 years of experience in the finance industry. Lisa Dugan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Edward J. Mallon
CRD#: 317980
42 Middle Street, Portsmouth, NH 03801
96
Wealthminder
score

Edward Mallon (CRD# 317980) is an Investment Advisor Representative working at Secure Planning, Inc. in Portsmouth, NH and has over 21 years of experience in the finance industry. Edward Mallon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Justin D. Finn
CRD#: 4602403
42 Middle Street, Portsmouth, NH 03801
93
Wealthminder
score

Justin Finn (CRD# 4602403) is an Investment Advisor Representative working at Secure Planning, Inc. in Portsmouth, NH and has over 14 years of experience in the finance industry.

4
Julianne M. Smith
CRD#: 4751604
42 Middle Street, Portsmouth, NH 03801
93
Wealthminder
score

Julianne Smith (CRD# 4751604) is an Investment Advisor Representative working at Secure Planning, Inc. in Portsmouth, NH and has over 13 years of experience in the finance industry.

5
Paul K. Whitcomb
CRD#: 1058387
42 Middle Street, Portsmouth, NH 03801
73
Wealthminder
score

Paul Whitcomb (CRD# 1058387) is an Investment Advisor Representative working at Secure Planning, Inc. in Portsmouth, NH and has over 29 years of experience in the finance industry.

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