Shapiro Financial Security Group, Inc.

Shapiro Financial Security Group, Inc. (CRD# 120801) is a financial advisory firm headquartered in Hazlet, NJ. They manage $90,763,400 in 586 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    91
    MILLION
  • Total Number of Accounts
    586
    ACCOUNTS
  • Average Account Value
    $154,886
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

NJ, NY

Financial Advisors at Shapiro Financial Security Group, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Peter C. Giammarinaro
CRD#: 2143554
1 Bethany Road, Building 6, Suite 90, Hazlet, NJ 07730
96
Wealthminder
score

Peter Giammarinaro (CRD# 2143554) is an Investment Advisor Representative working at Shapiro Financial Security Group, Inc. in Hazlet, NJ and has over 15 years of experience in the finance industry. Peter Giammarinaro has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James D. Jackson
CRD#: 2559895
1 Bethany Road, Building 6, Suite 90, Hazlet, NJ 07730
96
Wealthminder
score

James Jackson (CRD# 2559895) is an Investment Advisor Representative working at Shapiro Financial Security Group, Inc. in Hazlet, NJ and has over 22 years of experience in the finance industry. James Jackson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Herbert C. Geiss
CRD#: 4675432
1 Bethany Road, Building 6, Suite 90, Hazlet, NJ 07730
90
Wealthminder
score

Herbert Geiss (CRD# 4675432) is an Investment Advisor Representative working at Shapiro Financial Security Group, Inc. in Hazlet, NJ and has 1 year of experience in the finance industry. Herbert Geiss has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Kenneth B. Shapiro
CRD#: 2048726
1 Bethany Road, Bldg. 6, Suite 90, Hazlet, NJ 07730
90
Wealthminder
score

Kenneth Shapiro (CRD# 2048726) is an Investment Advisor Representative working at Shapiro Financial Security Group, Inc. in Hazlet, NJ and has 1 year of experience in the finance industry. Kenneth Shapiro has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
William C. Stratton
CRD#: 2422541
1 Bethany Road, Building 6, Suite 90, Hazlet, NJ 07730
86
Wealthminder
score

William Stratton (CRD# 2422541) is an Investment Advisor Representative working at Shapiro Financial Security Group, Inc. in Hazlet, NJ and has over 24 years of experience in the finance industry. William Stratton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.