Sheaff Brock Investment Advisors, LLC

Sheaff Brock Investment Advisors, LLC (CRD# 118739) is a financial advisory firm headquartered in Indianapolis, IN. They manage $1,052,343,077 in 1,265 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,052
    MILLION
  • Total Number of Accounts
    1,265
    ACCOUNTS
  • Average Account Value
    $831,892
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Sheaff Brock Investment Advisors, LLC
Showing 1 - 10 of 31 top financial advisors.
1
Ronald R. Brock
CRD#: 1349947
10401 N. Meridian St, Suite 100, Indianapolis, IN 46290
98
Wealthminder
score

Ronald Brock (CRD# 1349947) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Indianapolis, IN and has over 33 years of experience in the finance industry.

2
David S. Gilreath
CRD#: 730793
8801 River Crossing Blvd, Suite 100, Indianapolis, IN 46240
96
Wealthminder
score

David Gilreath (CRD# 730793) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Indianapolis, IN and has over 36 years of experience in the finance industry. David Gilreath has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Mari C. Greene
CRD#: 5052967
1915 Green Street, Suite 201, San Francisco, CA 94123
96
Wealthminder
score

Mari Greene (CRD# 5052967) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in San Francisco, CA and has over 11 years of experience in the finance industry. Mari Greene has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Wendy Hales
CRD#: 4359775
Sunnyvale, CA
96
Wealthminder
score

Wendy Hales (CRD# 4359775) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Sunnyvale, CA and has over 17 years of experience in the finance industry. Wendy Hales has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Edward A. Humphreys
CRD#: 2071213
8801 River Crossing Blvd, Suite 100, Indianapolis, IN 46240
96
Wealthminder
score

Edward Humphreys (CRD# 2071213) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Indianapolis, IN and has over 27 years of experience in the finance industry.

6
James R. Murphy
CRD#: 1741399
Scottsdale, AZ
96
Wealthminder
score

James Murphy (CRD# 1741399) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Scottsdale, AZ and has over 26 years of experience in the finance industry. James Murphy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Peter G. Bjelopetrovich
CRD#: 5995059
8801 River Crossing Blvd, Suite 100, Indianapolis, IN 46240
93
Wealthminder
score

Peter Bjelopetrovich (CRD# 5995059) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Indianapolis, IN and has over 5 years of experience in the finance industry.

8
David L. Chapin
CRD#: 5829032
8801 River Crossing Blvd, Suite 100, Indianapolis, IN 46240
93
Wealthminder
score

David Chapin (CRD# 5829032) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Indianapolis, IN and has over 7 years of experience in the finance industry.

9
Christopher M. Crisci
CRD#: 4044108
10401 N Meridian St, Suite 100, Indianapolis, IN 46290
93
Wealthminder
score

Christopher Crisci (CRD# 4044108) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Indianapolis, IN and has over 18 years of experience in the finance industry.

10
Katherine E. Harper
CRD#: 5842045
8801 River Crossing Blvd, Suite 100, Indianapolis, IN 46240
93
Wealthminder
score

Katherine Harper (CRD# 5842045) is an Investment Advisor Representative working at Sheaff Brock Investment Advisors, LLC in Indianapolis, IN and has over 5 years of experience in the finance industry.

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