Sherpa Investment Management

Sherpa Investment Management (CRD# 109228) is a financial advisory firm headquartered in West Des Moines, IA. They manage $377,256,196 in 1,491 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    377
    MILLION
  • Total Number of Accounts
    1,491
    ACCOUNTS
  • Average Account Value
    $253,022
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, FL, IA, KY, MI, MN, NE, TX

Financial Advisors at Sherpa Investment Management
Showing 1 - 9 of 9 top financial advisors.
1
Wayne E. Johnson
CRD#: 4484130
4125 Westown Parkway, Suite 104, West Des Moines, IA 50266
96
Wealthminder
score

Wayne Johnson (CRD# 4484130) is an Investment Advisor Representative working at Sherpa Investment Management in West Des Moines, IA and has over 15 years of experience in the finance industry. Wayne Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Walter P. Mozdzer
CRD#: 2795658
4400 Westown Parkway, Suite 405, Regency West 7, West Des Moines, IA 50266
96
Wealthminder
score

Walter Mozdzer (CRD# 2795658) is an Investment Advisor Representative working at Sherpa Investment Management in West Des Moines, IA and has over 21 years of experience in the finance industry. Walter Mozdzer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Tim A. Roemmich
CRD#: 2542999
4125 Westown Parkway, Suite 104, West Des Moines, IA 50266
96
Wealthminder
score

Tim Roemmich (CRD# 2542999) is an Investment Advisor Representative working at Sherpa Investment Management in West Des Moines, IA and has over 17 years of experience in the finance industry. Tim Roemmich has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
David G. Strege
CRD#: 1045849
4400 Westown Parkway, Suite 405, West Des Moines, IA 50266
93
Wealthminder
score

David Strege (CRD# 1045849) is an Investment Advisor Representative working at Sherpa Investment Management in West Des Moines, IA and has over 35 years of experience in the finance industry.

5
Johnne D. Syverson
CRD#: 1022800
4400 Westown Parkway, Suite 405, West Des Moines, IA 50266
93
Wealthminder
score

Johnne Syverson (CRD# 1022800) is an Investment Advisor Representative working at Sherpa Investment Management in West Des Moines, IA and has over 35 years of experience in the finance industry.

6
Jason L. Gunkel
CRD#: 6300116
4125 Westown Parkway, Suite 104, West Des Moines, IA 50266
90
Wealthminder
score

Jason Gunkel (CRD# 6300116) is an Investment Advisor Representative working at Sherpa Investment Management in West Des Moines, IA and has 1 year of experience in the finance industry. Jason Gunkel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Lance D. Gunkel
CRD#: 4231652
4125 Westown Parkway, Suite 104, West Des Moines, IA 50266
90
Wealthminder
score

Lance Gunkel (CRD# 4231652) is an Investment Advisor Representative working at Sherpa Investment Management in West Des Moines, IA and has 1 year of experience in the finance industry. Lance Gunkel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
James Mantosh
CRD#: 6641623
4125 Westown Parkway, Suite 104, West Des Moines, IA 50266
90
Wealthminder
score

James Mantosh (CRD# 6641623) is an Investment Advisor Representative working at Sherpa Investment Management in West Des Moines, IA and has 1 year of experience in the finance industry.

9
Matthew W. Roberts
CRD#: 6300103
4125 Westown Parkway, Suite 104, West Des Moines, IA 50266
90
Wealthminder
score

Matthew Roberts (CRD# 6300103) is an Investment Advisor Representative working at Sherpa Investment Management in West Des Moines, IA and has 1 year of experience in the finance industry. Matthew Roberts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.