Signal Securities, Inc.

Signal Securities, Inc. (CRD# 15916) is a financial advisory firm headquartered in Fort Worth, TX. They manage $263,299,840 in 1,366 accounts and serve the financial needs of clients across 16 states (or territories).

By the Numbers
  • Total Assets Under Management
    263
    MILLION
  • Total Number of Accounts
    1,366
    ACCOUNTS
  • Average Account Value
    $192,752
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, AZ, CA, CO, FL, GA, LA, MA, MI, MO, NJ, NV, OH, OK, SD, TX

Financial Advisors at Signal Securities, Inc.
Showing 1 - 10 of 29 top financial advisors.
1
Paul M. Thompson
CRD#: 1832751
15455 Dallas Parkway, Suite 600, Addison, TX 75001
96
Wealthminder
score

Paul Thompson (CRD# 1832751) is an Investment Advisor Representative working at Signal Securities, Inc. in Addison, TX and has over 23 years of experience in the finance industry. Paul Thompson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Keith A. Barfield
CRD#: 2005471
2727 Lbj Freeway, Suite 900, Dallas, TX 75234
93
Wealthminder
score

Keith Barfield (CRD# 2005471) is an Investment Advisor Representative working at Signal Securities, Inc. in Dallas, TX and has over 27 years of experience in the finance industry.

3
Karen C. Brookman
CRD#: 1484709
1840 Hurstview Drive, Hurst, TX 76054
93
Wealthminder
score

Karen Brookman (CRD# 1484709) is an Investment Advisor Representative working at Signal Securities, Inc. in Hurst, TX and has over 30 years of experience in the finance industry.

4
William L. Brookman
CRD#: 2416550
1840 Hurstview Dr., Hurst, TX 76054
93
Wealthminder
score

William Brookman (CRD# 2416550) is an Investment Advisor Representative working at Signal Securities, Inc. in Hurst, TX and has over 23 years of experience in the finance industry.

5
Buddy J. Butler
CRD#: 1315363
1668 Keller Parkway Ste. 300, Keller, TX 76248
93
Wealthminder
score

Buddy Butler (CRD# 1315363) is an Investment Advisor Representative working at Signal Securities, Inc. in Keller, TX and has over 32 years of experience in the finance industry.

6
Earl P. Castleman
CRD#: 818145
6860 N. Dallas Parkway, Ste. 200, Plano, TX 75024
93
Wealthminder
score

Earl Castleman (CRD# 818145) is an Investment Advisor Representative working at Signal Securities, Inc. in Plano, TX and has over 36 years of experience in the finance industry.

7
William B. Driscoll
CRD#: 4083927
2940 N. O'connor Road, Suite 125, Irving, TX 75062
93
Wealthminder
score

William Driscoll (CRD# 4083927) is an Investment Advisor Representative working at Signal Securities, Inc. in Irving, TX and has over 16 years of experience in the finance industry.

8
Richard E. Fengler
CRD#: 2227456
2940 N. O'connor Road, Suite 125, Irving, TX 75062
93
Wealthminder
score

Richard Fengler (CRD# 2227456) is an Investment Advisor Representative working at Signal Securities, Inc. in Irving, TX and has over 24 years of experience in the finance industry.

9
Eric C. Guth
CRD#: 5885084
601 S. Main, Suite 202, Grapevine, TX 76051
93
Wealthminder
score

Eric Guth (CRD# 5885084) is an Investment Advisor Representative working at Signal Securities, Inc. in Grapevine, TX and has over 5 years of experience in the finance industry.

10
Phillip L. Hettich
CRD#: 1429178
3818 Vinecrest, Dallas, TX 75229
93
Wealthminder
score

Phillip Hettich (CRD# 1429178) is an Investment Advisor Representative working at Signal Securities, Inc. in Dallas, TX and has over 31 years of experience in the finance industry.

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