Smart401k, LLC

Smart401k, LLC (CRD# 129208) is a financial advisory firm headquartered in Overland Park, KS. They manage $52,090,424 in 14,900 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    52
    MILLION
  • Total Number of Accounts
    14,900
    ACCOUNTS
  • Average Account Value
    $3,496
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Smart401k, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Joelle R. Morris
CRD#: 5443345
10950 Grandview Drive, Suite 500, Overland Park, KS 66210
93
Wealthminder
score

Joelle Morris (CRD# 5443345) is an Investment Advisor Representative working at Smart401k, LLC in Overland Park, KS and has over 10 years of experience in the finance industry.

2
Latia D. Padia
CRD#: 5137732
10950 Grandview Drive, Suite 500, Overland Park, KS 66210
90
Wealthminder
score

Latia Padia (CRD# 5137732) is an Investment Advisor Representative working at Smart401k, LLC in Overland Park, KS and has over 11 years of experience in the finance industry.

3
Michael E. Choate
CRD#: 6535800
10950 Grandview Drive, Suite 500, Overland Park, KS 66210
87
Wealthminder
score

Michael Choate (CRD# 6535800) is an Investment Advisor Representative working at Smart401k, LLC in Overland Park, KS and has over 2 years of experience in the finance industry.

4
Michael T. Tracy
CRD#: 6563314
10950 Grandview Drive, Suite 500, Overland Park, KS 66210
87
Wealthminder
score

Michael Tracy (CRD# 6563314) is an Investment Advisor Representative working at Smart401k, LLC in Overland Park, KS and has over 2 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.