Smith Affiliated Capital Corp.

Smith Affiliated Capital Corp. (CRD# 107675) is a financial advisory firm headquartered in New York, NY. They manage $2,484,717,960 in 163 accounts and serve the financial needs of clients across 6 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,485
    MILLION
  • Total Number of Accounts
    163
    ACCOUNTS
  • Average Account Value
    $15,243,668
Compensation Options
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, FL, LA, NY, TX

Financial Advisors at Smith Affiliated Capital Corp.
Showing 1 - 1 of 1 top financial advisors.
1
Thomas J. Winters
CRD#: 2148901
88 Pine Street, 5th Floor, New York, NY 10005
93
Wealthminder
score

Thomas Winters (CRD# 2148901) is an Investment Advisor Representative working at Smith Affiliated Capital Corp. in New York, NY and has over 25 years of experience in the finance industry.

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