Smith Affiliated Capital Corp.

Smith Affiliated Capital Corp. (CRD# 107675) is a financial advisory firm headquartered in New York, NY. They manage $1,737,399,231 in 144 accounts and serve the financial needs of clients across 7 states (or territories).

Current Firm Details
88 Pine Street, Wall St Plaza, New York, NY 10005
https://www.linkedin.com/company/smith-affiliated-capital
By the Numbers
  • Total Assets Under Management
    1,737
    MILLION
  • Total Number of Accounts
    144
    ACCOUNTS
  • Average Account Value
    $12,065,272
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, CT, FL, LA, NY, OR, TX

Financial Advisors at Smith Affiliated Capital Corp.
Showing 1 - 1 of 1 top financial advisors.
1
Thomas Winters, financial advisor New York NY
Thomas J. Winters
CRD#: 2148901
88 Pine Street, Wall St Plaza, New York, NY 10005

Thomas Winters (CRD# 2148901) is an Investment Advisor Representative working at Smith Affiliated Capital Corp. in New York, NY and has over 32 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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