Smith Capital Management Inc.

Smith Capital Management Inc. (CRD# 104924) is a financial advisory firm headquartered in Little Rock, AR. They manage $393,710,870 in 848 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    394
    MILLION
  • Total Number of Accounts
    848
    ACCOUNTS
  • Average Account Value
    $464,282
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, CA, LA, TX

Financial Advisors at Smith Capital Management Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Austin B. Bryan
CRD#: 6377623
100 Morgan Keegan Drive, Suite 410, Little Rock, AR 72202
93
Wealthminder
score

Austin Bryan (CRD# 6377623) is an Investment Advisor Representative working at Smith Capital Management Inc. in Little Rock, AR and has over 3 years of experience in the finance industry. Austin Bryan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
John C. Carroll
CRD#: 1199663
100 Morgan Keegan Drive, Suite 410, Little Rock, AR 72202
93
Wealthminder
score

John Carroll (CRD# 1199663) is an Investment Advisor Representative working at Smith Capital Management Inc. in Little Rock, AR and has over 34 years of experience in the finance industry.

3
Stephen W. Chaffin
CRD#: 1052886
100 Morgan Keegan Drive, Suite 410, Little Rock, AR 72202
93
Wealthminder
score

Stephen Chaffin (CRD# 1052886) is an Investment Advisor Representative working at Smith Capital Management Inc. in Little Rock, AR and has over 35 years of experience in the finance industry.

4
Linda C. Mobley
CRD#: 862934
100 Morgan Keegan Drive, Suite 410, Little Rock, AR 72202
93
Wealthminder
score

Linda Mobley (CRD# 862934) is an Investment Advisor Representative working at Smith Capital Management Inc. in Little Rock, AR and has over 28 years of experience in the finance industry.

5
Jay K. White
CRD#: 4271229
100 Morgan Keegan Drive, Suite 410, Little Rock, AR 72202
93
Wealthminder
score

Jay White (CRD# 4271229) is an Investment Advisor Representative working at Smith Capital Management Inc. in Little Rock, AR and has over 16 years of experience in the finance industry.

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