Smith Group Asset Management

Smith Group Asset Management (CRD# 106301) is a financial advisory firm headquartered in Dallas, TX. They manage $3,380,200,015 in 897 accounts and serve the financial needs of clients across 30 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,380
    MILLION
  • Total Number of Accounts
    897
    ACCOUNTS
  • Average Account Value
    $3,768,339
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AZ, CA, CO, CT, DE, FL, GA, IL, KS, MA, MD, MI, MN, NC, NH, NJ, NV, NY, OH, OK, PA, TN, TX, UT, VA, VT, WA, WI

Financial Advisors at Smith Group Asset Management
Showing 1 - 10 of 11 top financial advisors.
1
John D. Brim
CRD#: 2933011
100 Crescent Court, Suite 1150, Dallas, TX 75201
96
Wealthminder
score

John Brim (CRD# 2933011) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has over 20 years of experience in the finance industry.

2
John W. Peavy
CRD#: 2224588
100 Crescent Court, Suite 1150, Dallas, TX 75201
96
Wealthminder
score

John Peavy (CRD# 2224588) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has over 25 years of experience in the finance industry.

3
Stephen S. Smith
CRD#: 2669311
100 Crescent Court, Suite 1150, Dallas, TX 75201
96
Wealthminder
score

Stephen Smith (CRD# 2669311) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has over 22 years of experience in the finance industry.

4
Jesse L. Carranza
CRD#: 4796995
100 Crescent Court, Suite 1150, Dallas, TX 75201
93
Wealthminder
score

Jesse Carranza (CRD# 4796995) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has over 11 years of experience in the finance industry.

5
Tiffany S. Orcutt
CRD#: 5686125
100 Crescent Court, Suite 1150, Dallas, TX 75201
93
Wealthminder
score

Tiffany Orcutt (CRD# 5686125) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has over 7 years of experience in the finance industry.

6
Bradley J. Baker
CRD#: 5660313
100 Crescent Court, Suite 1150, Dallas, TX 75201
90
Wealthminder
score

Bradley Baker (CRD# 5660313) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has 1 year of experience in the finance industry.

7
William C. Ketterer
CRD#: 5660220
100 Crescent Court, Suite 1150, Dallas, TX 75201
90
Wealthminder
score

William Ketterer (CRD# 5660220) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has 1 year of experience in the finance industry.

8
Eivind Olsen
CRD#: 2594967
100 Crescent Court, Suite 1150, Dallas, TX 75201
90
Wealthminder
score

Eivind Olsen (CRD# 2594967) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has 1 year of experience in the finance industry.

9
Christopher M. Zogg
CRD#: 5660332
100 Crescent Court, Suite 1150, Dallas, TX 75201
90
Wealthminder
score

Christopher Zogg (CRD# 5660332) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has 1 year of experience in the finance industry.

10
Kenneth W. Wallace
CRD#: 2966334
100 Crescent Court, Suite 1150, Dallas, TX 75201
84
Wealthminder
score

Kenneth Wallace (CRD# 2966334) is an Investment Advisor Representative working at Smith Group Asset Management in Dallas, TX and has over 11 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.