Sms Financial & Investment Management

Sms Financial & Investment Management (CRD# 118588) is a financial advisory firm headquartered in Tulsa, OK. They manage $170,758,872 in 245 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    171
    MILLION
  • Total Number of Accounts
    245
    ACCOUNTS
  • Average Account Value
    $696,975
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, KS, OK, TX

Financial Advisors at Sms Financial & Investment Management
Showing 1 - 4 of 4 top financial advisors.
1
Robert L. Bandy
CRD#: 4290169
4111 S. Darlington, Suite 120, Tulsa, OK 74135

Robert Bandy (CRD# 4290169) is an Investment Advisor Representative working at Sms Financial & Investment Management in Tulsa, OK and has over 19 years of experience in the finance industry.

2
Brian K. McGuire
CRD#: 4075621
Claremore, OK

Brian McGuire (CRD# 4075621) is an Investment Advisor Representative working at Sms Financial & Investment Management in Claremore, OK and has over 20 years of experience in the finance industry.

3
Jay D. Stallsmith
CRD#: 4571071
1924 S. Utica Suite 900, Tulsa, OK 74104

Jay Stallsmith (CRD# 4571071) is an Investment Advisor Representative working at Sms Financial & Investment Management in Tulsa, OK and has over 20 years of experience in the finance industry. Jay Stallsmith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Stephen H. Streeter
CRD#: 2318269
4111 S. Darlington, Suite 120, Tulsa, OK 74135

Stephen Streeter (CRD# 2318269) is an Investment Advisor Representative working at Sms Financial & Investment Management in Tulsa, OK and has over 27 years of experience in the finance industry.

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