Sms Financial & Investment Management

Sms Financial & Investment Management (CRD# 118588) is a financial advisory firm headquartered in Tulsa, OK. They manage $185,250,576 in 441 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    185
    MILLION
  • Total Number of Accounts
    441
    ACCOUNTS
  • Average Account Value
    $420,069
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, KS, OK, TX

Financial Advisors at Sms Financial & Investment Management
Showing 1 - 7 of 7 top financial advisors.
1
Joanna S. McCall
CRD#: 3126628
4111 S. Darlington, Suite 120, Tulsa, OK 74135
96
Wealthminder
score

Joanna McCall (CRD# 3126628) is an Investment Advisor Representative working at Sms Financial & Investment Management in Tulsa, OK and has over 18 years of experience in the finance industry. Joanna McCall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jay D. Stallsmith
CRD#: 4571071
1924 S. Utica Suite 900, Tulsa, OK 74104
96
Wealthminder
score

Jay Stallsmith (CRD# 4571071) is an Investment Advisor Representative working at Sms Financial & Investment Management in Tulsa, OK and has over 17 years of experience in the finance industry. Jay Stallsmith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Robert L. Bandy
CRD#: 4290169
4111 S. Darlington, Suite 120, Tulsa, OK 74135
93
Wealthminder
score

Robert Bandy (CRD# 4290169) is an Investment Advisor Representative working at Sms Financial & Investment Management in Tulsa, OK and has over 15 years of experience in the finance industry.

4
Brian K. McGuire
CRD#: 4075621
Claremore, OK
93
Wealthminder
score

Brian McGuire (CRD# 4075621) is an Investment Advisor Representative working at Sms Financial & Investment Management in Claremore, OK and has over 16 years of experience in the finance industry.

5
Stephen R. Stipe
CRD#: 2229770
401 S. Dewey, Suite 318, Bartlesville, OK 74003
93
Wealthminder
score

Stephen Stipe (CRD# 2229770) is an Investment Advisor Representative working at Sms Financial & Investment Management in Bartlesville, OK and has over 24 years of experience in the finance industry.

6
Stephen H. Streeter
CRD#: 2318269
4111 S. Darlington, Suite 120, Tulsa, OK 74135
93
Wealthminder
score

Stephen Streeter (CRD# 2318269) is an Investment Advisor Representative working at Sms Financial & Investment Management in Tulsa, OK and has over 23 years of experience in the finance industry.

7
David E. Shoesmith
CRD#: 2653959
401 S. Dewey, Suite 318, Bartlesville, OK 74003
86
Wealthminder
score

David Shoesmith (CRD# 2653959) is an Investment Advisor Representative working at Sms Financial & Investment Management in Bartlesville, OK and has over 21 years of experience in the finance industry.

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