Sonora Investment Management LLC

Sonora Investment Management LLC (CRD# 106538) is a financial advisory firm headquartered in Tucson, AZ. They manage $692,970,903 in 1,715 accounts and serve the financial needs of clients across 30 states (or territories).

By the Numbers
  • Total Assets Under Management
    693
    MILLION
  • Total Number of Accounts
    1,715
    ACCOUNTS
  • Average Account Value
    $404,065
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AR, AZ, CA, CO, FL, GA, HI, IA, IL, MA, MI, MN, MT, NC, ND, NJ, NM, NV, NY, OK, OR, SD, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Sonora Investment Management LLC
Showing 1 - 7 of 7 top financial advisors.
1
Michael H. Arko
CRD#: 4610851
2343 E Broadway, Ste 116, Tucson, AZ 85719
93
Wealthminder
score

Michael Arko (CRD# 4610851) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has over 6 years of experience in the finance industry.

2
Timothy D. Wilcox
CRD#: 2396536
2343 E Broadway, Ste 116, Tucson, AZ 85719
93
Wealthminder
score

Timothy Wilcox (CRD# 2396536) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has over 24 years of experience in the finance industry.

3
Noah S. Putnam
CRD#: 6632319
2343 E Broadway, Ste 116, Tucson, AZ 85719
89
Wealthminder
score

Noah Putnam (CRD# 6632319) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has over 2 years of experience in the finance industry.

4
Douglas R. Rogers
CRD#: 2687517
2343 E Broadway, Ste 116, Tucson, AZ 85719
87
Wealthminder
score

Douglas Rogers (CRD# 2687517) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has 1 year of experience in the finance industry.

5
Hugh B. Toland,
CRD#: 863950
2343 E Broadway, Ste 116, Tucson, AZ 85719
87
Wealthminder
score

Hugh Toland, (CRD# 863950) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has 1 year of experience in the finance industry.

6
Ludwell G. Gaines
CRD#: 1297616
11220 N. Tatum Blvd Suite 103, Phoenix, AZ 85028
83
Wealthminder
score

Ludwell Gaines (CRD# 1297616) is an Investment Advisor Representative working at Sonora Investment Management LLC in Phoenix, AZ and has over 33 years of experience in the finance industry.

7
Sara S. Ramos
CRD#: 4047128
2343 E Broadway, Ste 116, Tucson, AZ 85719
68
Wealthminder
score

Sara Ramos (CRD# 4047128) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has over 18 years of experience in the finance industry.

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