Sonora Investment Management LLC

Sonora Investment Management LLC (CRD# 106538) is a financial advisory firm headquartered in Tucson, AZ. They manage $1,175,156,695 in 1,283 accounts and serve the financial needs of clients across 48 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,175
    MILLION
  • Total Number of Accounts
    1,283
    ACCOUNTS
  • Average Account Value
    $915,944
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Sonora Investment Management LLC
Showing 1 - 8 of 8 top financial advisors.
1
Sara S. Alexander
CRD#: 4047128
2343 E Broadway, Ste 116, Tucson, AZ 85719

Sara Alexander (CRD# 4047128) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has over 20 years of experience in the finance industry.

2
Michael H. Arko
CRD#: 4610851
2343 E Broadway, Ste 116, Tucson, AZ 85719

Michael Arko (CRD# 4610851) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has over 9 years of experience in the finance industry.

3
Ludwell G. Gaines
CRD#: 1297616
11220 N. Tatum Blvd Suite 103, Phoenix, AZ 85028

Ludwell Gaines (CRD# 1297616) is an Investment Advisor Representative working at Sonora Investment Management LLC in Phoenix, AZ and has over 36 years of experience in the finance industry.

4
Ryan M. Gargol
CRD#: 5563652
11220 N Tatum Blvd Suite 103, Phoenix, AZ 85028

Ryan Gargol (CRD# 5563652) is an Investment Advisor Representative working at Sonora Investment Management LLC in Phoenix, AZ and has over 12 years of experience in the finance industry.

5
Noah S. Putnam
CRD#: 6632319
11220 N Tatum Blvd Suite 103, Phoenix, AZ 85028

Noah Putnam (CRD# 6632319) is an Investment Advisor Representative working at Sonora Investment Management LLC in Phoenix, AZ and has over 4 years of experience in the finance industry.

6
Douglas R. Rogers
CRD#: 2687517
2343 E Broadway, Ste 116, Tucson, AZ 85719

Douglas Rogers (CRD# 2687517) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has over 3 years of experience in the finance industry.

7
Hugh B. Toland,
CRD#: 863950
2343 E Broadway, Ste 116, Tucson, AZ 85719

Hugh Toland, (CRD# 863950) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has over 3 years of experience in the finance industry.

8
Timothy D. Wilcox
CRD#: 2396536
2343 E Broadway, Ste 116, Tucson, AZ 85719

Timothy Wilcox (CRD# 2396536) is an Investment Advisor Representative working at Sonora Investment Management LLC in Tucson, AZ and has over 27 years of experience in the finance industry.

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