Sophis Investments LLC

Sophis Investments LLC (CRD# 170391) is a financial advisory firm headquartered in New York, NY. They manage $130,304,634 in 98 accounts and serve the financial needs of clients across 6 states (or territories).

Current Firm Details
250 Park Avenue, 7th Floor, New York, NY 10177
http://www.sophis.co
By the Numbers
  • Total Assets Under Management
    130
    MILLION
  • Total Number of Accounts
    98
    ACCOUNTS
  • Average Account Value
    $1,329,639
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, CT, DC, NE, NJ, NY

Financial Advisors at Sophis Investments LLC
Showing 1 - 5 of 5 top financial advisors.
1
Walter Auch, financial advisor Greenwich CT
Walter E. Auch
CRD#: 8660
Greenwich, CT

Walter Auch (CRD# 8660) is an Investment Advisor Representative working at Sophis Investments LLC in Greenwich, CT and has over 38 years of experience in the finance industry.

2
Vijay Malik, financial advisor New York NY
Vijay Malik
CRD#: 4992630
250 Park Avenue, 7th Floor, New York, NY 10177

Vijay Malik (CRD# 4992630) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 13 years of experience in the finance industry.

3
George Merrill, financial advisor Cos Cob CT
George V. Merrill
CRD#: 2709060
Cos Cob, CT

George Merrill (CRD# 2709060) is an Investment Advisor Representative working at Sophis Investments LLC in Cos Cob, CT and has over 10 years of experience in the finance industry.

4
Edward Obrien, financial advisor New York NY
Edward I. Obrien
CRD#: 1001911
250 Park Avenue, 7th Floor, New York, NY 10177

Edward Obrien (CRD# 1001911) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 29 years of experience in the finance industry.

5
Tassos Recachinas, financial advisor New York NY
Tassos D. Recachinas
CRD#: 5002813
250 Park Avenue, 7th Floor, New York, NY 10177

Tassos Recachinas (CRD# 5002813) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 15 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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