Sophis Investments LLC

Sophis Investments LLC (CRD# 170391) is a financial advisory firm headquartered in New York, NY. They manage $130,716,617 in 95 accounts and serve the financial needs of clients across 6 states (or territories).

By the Numbers
  • Total Assets Under Management
    131
    MILLION
  • Total Number of Accounts
    95
    ACCOUNTS
  • Average Account Value
    $1,375,964
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, DC, NE, NJ, NY

Financial Advisors at Sophis Investments LLC
Showing 1 - 5 of 5 top financial advisors.
1
Walter E. Auch
CRD#: 8660
Greenwich, CT

Walter Auch (CRD# 8660) is an Investment Advisor Representative working at Sophis Investments LLC in Greenwich, CT and has over 36 years of experience in the finance industry.

2
Vijay Malik
CRD#: 4992630
250 Park Avenue, 7th Floor, New York, NY 10177

Vijay Malik (CRD# 4992630) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 11 years of experience in the finance industry.

3
George V. Merrill
CRD#: 2709060
250 Park Avenue, 7th Floor, New York, NY 10177

George Merrill (CRD# 2709060) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 8 years of experience in the finance industry.

4
Edward I. Obrien
CRD#: 1001911
250 Park Avenue, 7th Floor, New York, NY 10177

Edward Obrien (CRD# 1001911) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 28 years of experience in the finance industry.

5
Tassos D. Recachinas
CRD#: 5002813
250 Park Avenue, 7th Floor, New York, NY 10177

Tassos Recachinas (CRD# 5002813) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 14 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.