Sorrento Pacific Financial, LLC

Sorrento Pacific Financial, LLC (CRD# 127787) is a financial advisory firm headquartered in San Diego, CA. They manage $127,424,790 in 606 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    127
    MILLION
  • Total Number of Accounts
    606
    ACCOUNTS
  • Average Account Value
    $210,272
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Sorrento Pacific Financial, LLC
Showing 1 - 10 of 21 top financial advisors.
1
Michael R. Alef
CRD#: 2030382
132 Hwy 15 South, New Albany, MS 38652

Michael Alef (CRD# 2030382) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in New Albany, MS and has over 19 years of experience in the finance industry.

2
Christine M. Berberich
CRD#: 2501159
Northwood, OH

Christine Berberich (CRD# 2501159) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Northwood, OH and has over 26 years of experience in the finance industry. Christine Berberich has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
John T. Berberich
CRD#: 2537317
Northwood, OH

John Berberich (CRD# 2537317) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Northwood, OH and has over 26 years of experience in the finance industry.

4
Mark H. Boettcher
CRD#: 2312255
2400 Hilborn Road, Fairfield, CA 94534

Mark Boettcher (CRD# 2312255) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Fairfield, CA and has over 26 years of experience in the finance industry.

5
Wendi K. Drennon
CRD#: 2305263
3901 Clemson Blvd, Anderson, SC 29621

Wendi Drennon (CRD# 2305263) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Anderson, SC and has over 27 years of experience in the finance industry.

6
George H. Elias
CRD#: 5504933
1115 Magnolia Ave, Larkspur, CA 94939

George Elias (CRD# 5504933) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Larkspur, CA and has over 12 years of experience in the finance industry.

7
James J. Giordano
CRD#: 5750678
10150 Meanley Drive, 1st Floor, San Diego, CA 92131

James Giordano (CRD# 5750678) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in San Diego, CA and has over 7 years of experience in the finance industry.

8
Joe N. Haywood
CRD#: 1441862
260 N Sepulveda Blvd, Ste 1025, El Segundo, CA 90245

Joe Haywood (CRD# 1441862) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in El Segundo, CA and has over 21 years of experience in the finance industry.

9
Kathryn L. Hooper
CRD#: 3099687
627 East Locust Street, Des Moines, IA 50309

Kathryn Hooper (CRD# 3099687) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Des Moines, IA and has over 21 years of experience in the finance industry.

10
Todd Kleinert
CRD#: 4965730
1524 Mchenry Ave, Modesto, CA 95350

Todd Kleinert (CRD# 4965730) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Modesto, CA and has over 14 years of experience in the finance industry.

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