Sound Asset Management Inc.

Sound Asset Management Inc. (CRD# 109082) is a financial advisory firm headquartered in , . They manage $31,500,000 in 72 accounts and serve the financial needs of clients across 3 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Sound Asset Management Inc.
Showing 1 - 1 of 1 top financial advisors.
Neil R. Wayne
CRD#: 460451
Weston, CT

Neil Wayne (CRD# 460451) is an Investment Advisor Representative working at Sound Asset Management Inc. in Weston, CT and has over 22 years of experience in the finance industry. Neil Wayne has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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