Soundview Advisors

Soundview Advisors (CRD# 114437) is a financial advisory firm headquartered in Seattle, WA. They manage $233,400,000 in 969 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    233
    MILLION
  • Total Number of Accounts
    969
    ACCOUNTS
  • Average Account Value
    $240,867
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, WA

Financial Advisors at Soundview Advisors
Showing 1 - 4 of 4 top financial advisors.
1
Ben L. Jennings
CRD#: 2999507
1000 Second Avenue, Suite 3550, Seattle, WA 98104
96
Wealthminder
score

Ben Jennings (CRD# 2999507) is an Investment Advisor Representative working at Soundview Advisors in Seattle, WA and has over 20 years of experience in the finance industry. Ben Jennings has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Kevin M. Rigg
CRD#: 4708409
1441 West Bay Dr Ste. 201, Olympia, WA 98502
96
Wealthminder
score

Kevin Rigg (CRD# 4708409) is an Investment Advisor Representative working at Soundview Advisors in Olympia, WA and has over 14 years of experience in the finance industry. Kevin Rigg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Kevin L. Slater
CRD#: 4790152
1441 West Bay Drive Nw, Suite 201, Olympia, WA 98502
96
Wealthminder
score

Kevin Slater (CRD# 4790152) is an Investment Advisor Representative working at Soundview Advisors in Olympia, WA and has over 14 years of experience in the finance industry. Kevin Slater has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Bruce C. Stoltenberg
CRD#: 1064851
1441 West Bay Drive Nw, Suite 201, Olympia, WA 98502
96
Wealthminder
score

Bruce Stoltenberg (CRD# 1064851) is an Investment Advisor Representative working at Soundview Advisors in Olympia, WA and has over 26 years of experience in the finance industry. Bruce Stoltenberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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