Southeast Investments, N.c., Inc.

Southeast Investments, N.c., Inc. (CRD# 43035) is a financial advisory firm headquartered in Charlotte, NC. They serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, SC

Financial Advisors at Southeast Investments, N.c., Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Spencer O. Hawkins
CRD#: 4281861
Upper Arlington, OH
96
Wealthminder
score

Spencer Hawkins (CRD# 4281861) is an Investment Advisor Representative working at Southeast Investments, N.c., Inc. in Upper Arlington, OH and has over 15 years of experience in the finance industry. Spencer Hawkins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Matthew T. King
CRD#: 5703676
820 Tyvola Rd., Suite 201, Charlotte, NC 28217
73
Wealthminder
score

Matthew King (CRD# 5703676) is an Investment Advisor Representative working at Southeast Investments, N.c., Inc. in Charlotte, NC and has over 7 years of experience in the finance industry.

3
Dennis B. Holmstrom
CRD#: 1619349
139 S. Union, Mora, MN 55051
71
Wealthminder
score

Dennis Holmstrom (CRD# 1619349) is an Investment Advisor Representative working at Southeast Investments, N.c., Inc. in Mora, MN and has over 29 years of experience in the finance industry.

4
Daniel G. Defoe
CRD#: 1392098
820 Tyvola Road, Suite 104, Charlotte, NC 28217
63
Wealthminder
score

Daniel Defoe (CRD# 1392098) is an Investment Advisor Representative working at Southeast Investments, N.c., Inc. in Charlotte, NC and has over 16 years of experience in the finance industry.

5
John D. Keretz
CRD#: 2215297
1200 Ridgefield Blvd, Suite 261, Asheville, NC 28806
58
Wealthminder
score

John Keretz (CRD# 2215297) is an Investment Advisor Representative working at Southeast Investments, N.c., Inc. in Asheville, NC and has over 24 years of experience in the finance industry.

6
Philip L. Robertson
CRD#: 2714730
1345 Hwy 64 Nw, Ramsey, IN 47166
48
Wealthminder
score

Philip Robertson (CRD# 2714730) is an Investment Advisor Representative working at Southeast Investments, N.c., Inc. in Ramsey, IN and has over 20 years of experience in the finance industry.

7
Michael P. Lessard
CRD#: 5968857
820 Tyvola Rd., Suite 201, Charlotte, NC 28217
33
Wealthminder
score

Michael Lessard (CRD# 5968857) is an Investment Advisor Representative working at Southeast Investments, N.c., Inc. in Charlotte, NC and has over 4 years of experience in the finance industry.

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