Southwestern Investment Advisory Services, Inc.

Southwestern Investment Advisory Services, Inc. (CRD# 283515) is a financial advisory firm headquartered in Franklin, TN. They manage $1,107,928,249 in 4,645 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,108
    MILLION
  • Total Number of Accounts
    4,645
    ACCOUNTS
  • Average Account Value
    $238,521
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Southwestern Investment Advisory Services, Inc.
Showing 1 - 10 of 55 top financial advisors.
1
Katie A. Argotsinger
CRD#: 4986815
720 Cool Springs Blvd. East, Suite 100, Franklin, TN 37067
96
Wealthminder
score

Katie Argotsinger (CRD# 4986815) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Franklin, TN and has over 12 years of experience in the finance industry. Katie Argotsinger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Luke J. Aull
CRD#: 4968359
2451 Atrium Way, Suite202, Nashville, TN 37214
96
Wealthminder
score

Luke Aull (CRD# 4968359) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Nashville, TN and has over 12 years of experience in the finance industry. Luke Aull has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Bradley H. Barnes
CRD#: 4972995
720 Cool Springs Blvd. East, Suite 100, Franklin, TN 37067
96
Wealthminder
score

Bradley Barnes (CRD# 4972995) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Franklin, TN and has over 9 years of experience in the finance industry. Bradley Barnes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Amanda M. Brooke
CRD#: 4826491
720 Cool Springs Blvd. East, Suite 100, Franklin, TN 37067
96
Wealthminder
score

Amanda Brooke (CRD# 4826491) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Franklin, TN and has over 12 years of experience in the finance industry. Amanda Brooke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Thomas E. Doerfler
CRD#: 5481675
720 Cool Springs Blvd. East, Suite 100, Franklin, TN 37067
96
Wealthminder
score

Thomas Doerfler (CRD# 5481675) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Franklin, TN and has over 9 years of experience in the finance industry. Thomas Doerfler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Daniel G. Freed
CRD#: 4131312
Bradenton, FL
96
Wealthminder
score

Daniel Freed (CRD# 4131312) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Bradenton, FL and has over 17 years of experience in the finance industry. Daniel Freed has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Jeremy R. George
CRD#: 4659855
720 Cool Springs Blvd. East, Suite 100, Franklin, TN 37067
96
Wealthminder
score

Jeremy George (CRD# 4659855) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Franklin, TN and has over 14 years of experience in the finance industry. Jeremy George has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Brandon D. Haumschilt
CRD#: 5863415
720 Cool Springs Blvd. East, Suite 100, Franklin, TN 37067
96
Wealthminder
score

Brandon Haumschilt (CRD# 5863415) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Franklin, TN and has over 7 years of experience in the finance industry. Brandon Haumschilt has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Zachary B. Hurd
CRD#: 5991220
720 Cool Springs Blvd. East, Suite 100, Franklin, TN 37067
96
Wealthminder
score

Zachary Hurd (CRD# 5991220) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Franklin, TN and has over 6 years of experience in the finance industry. Zachary Hurd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Colton T. Larue
CRD#: 6088596
720 Cool Springs Blvd. East, Suite 100, Franklin, TN 37067
96
Wealthminder
score

Colton Larue (CRD# 6088596) is an Investment Advisor Representative working at Southwestern Investment Advisory Services, Inc. in Franklin, TN and has over 5 years of experience in the finance industry. Colton Larue has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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