Sovereign Financial Services

Sovereign Financial Services (CRD# 127151) is a financial advisory firm headquartered in Rocky Hill, CT. They manage $7,810,465 in 20 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    8
    MILLION
  • Total Number of Accounts
    20
    ACCOUNTS
  • Average Account Value
    $390,523
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT

Financial Advisors at Sovereign Financial Services
Showing 1 - 3 of 3 top financial advisors.
1
Robert J. D'agostino
CRD#: 4666934
21 New Britain Avenue, Suite 110, Rocky Hill, CT 06067
93
Wealthminder
score

Robert D'agostino (CRD# 4666934) is an Investment Advisor Representative working at Sovereign Financial Services in Rocky Hill, CT and has over 15 years of experience in the finance industry.

2
Brendan J. Donahue
CRD#: 5200848
21 New Britain Avenue, Suite 110, Rocky Hill, CT 06067
93
Wealthminder
score

Brendan Donahue (CRD# 5200848) is an Investment Advisor Representative working at Sovereign Financial Services in Rocky Hill, CT and has over 9 years of experience in the finance industry.

3
Mark J. Mazzone
CRD#: 4666857
21 New Britain Ave, Suite 110, Rocky Hill, CT 06067
93
Wealthminder
score

Mark Mazzone (CRD# 4666857) is an Investment Advisor Representative working at Sovereign Financial Services in Rocky Hill, CT and has over 15 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.