Sovereign Wealth Advisors LLC

Sovereign Wealth Advisors LLC (CRD# 188524) is a financial advisory firm headquartered in Houston, TX. They manage $118,686,579 in 644 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    119
    MILLION
  • Total Number of Accounts
    644
    ACCOUNTS
  • Average Account Value
    $184,296
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, LA, TX

Financial Advisors at Sovereign Wealth Advisors LLC
Showing 1 - 6 of 6 top financial advisors.
1
Paul A. Dickens
CRD#: 2620396
3120 Southwest Frwy, Suite 500, Houston, TX 77098
93
Wealthminder
score

Paul Dickens (CRD# 2620396) is an Investment Advisor Representative working at Sovereign Wealth Advisors LLC in Houston, TX and has over 8 years of experience in the finance industry.

2
Paul A. Dixon
CRD#: 2105545
3120 Southwest Frwy, Suite 500, Houston, TX 77098
93
Wealthminder
score

Paul Dixon (CRD# 2105545) is an Investment Advisor Representative working at Sovereign Wealth Advisors LLC in Houston, TX and has over 26 years of experience in the finance industry.

3
Brandon K. Gay
CRD#: 5826382
3120 Southwest Freeway |, Suite 500, Houston, TX 77098
93
Wealthminder
score

Brandon Gay (CRD# 5826382) is an Investment Advisor Representative working at Sovereign Wealth Advisors LLC in Houston, TX and has over 7 years of experience in the finance industry.

4
Frank M. Sarubbi
CRD#: 4188924
3120 Southwest Frwy, Suite 500, Houston, TX 77098
93
Wealthminder
score

Frank Sarubbi (CRD# 4188924) is an Investment Advisor Representative working at Sovereign Wealth Advisors LLC in Houston, TX and has over 17 years of experience in the finance industry.

5
Judith A. Myers
CRD#: 2050001
3120 Southwest Frwy, Suite 500, Houston, TX 77098
83
Wealthminder
score

Judith Myers (CRD# 2050001) is an Investment Advisor Representative working at Sovereign Wealth Advisors LLC in Houston, TX and has over 27 years of experience in the finance industry.

6
Marcus Jasso
CRD#: 4312112
3120 Southwest Frwy, Suite 500, Houston, TX 77098
71
Wealthminder
score

Marcus Jasso (CRD# 4312112) is an Investment Advisor Representative working at Sovereign Wealth Advisors LLC in Houston, TX and has over 15 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.