Spectrum Asset Management Inc.
Spectrum Asset Management Inc. (CRD# 111007) is a financial advisory firm headquartered in Newport Beach, CA. They manage $646,454,683 in 921 accounts and serve the financial needs of clients across 10 states (or territories).
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Total Assets Under Management646MILLION
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Total Number of Accounts921ACCOUNTS
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Average Account Value$701,905
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, HI, NH, NV, OR, TX, WA
Nancy Howard (CRD# 1786676) is an Investment Advisor Representative working at Spectrum Asset Management Inc. in Newport Beach, CA and has 1 year of experience in the finance industry.
Tony Jung (CRD# 3241976) is an Investment Advisor Representative working at Spectrum Asset Management Inc. in Newport Beach, CA and has over 24 years of experience in the finance industry.
Roland Kelly (CRD# 4394435) is an Investment Advisor Representative working at Spectrum Asset Management Inc. in Newport Beach, CA and has 1 year of experience in the finance industry.
Ryan Kelly (CRD# 4394440) is an Investment Advisor Representative working at Spectrum Asset Management Inc. in Newport Beach, CA and has over 12 years of experience in the finance industry.
Chester Needelman (CRD# 2070905) is an Investment Advisor Representative working at Spectrum Asset Management Inc. in Newport Beach, CA and has over 33 years of experience in the finance industry.
Mitchel Needelman (CRD# 4599154) is an Investment Advisor Representative working at Spectrum Asset Management Inc. in Newport Beach, CA and has 1 year of experience in the finance industry.
Ty Neubauer (CRD# 6872535) is an Investment Advisor Representative working at Spectrum Asset Management Inc. in Newport Beach, CA and has over 6 years of experience in the finance industry.
Michael Ottman (CRD# 1523128) is an Investment Advisor Representative working at Spectrum Asset Management Inc. in Newport Beach, CA and has over 36 years of experience in the finance industry.
Lisa Sharp (CRD# 2316376) is an Investment Advisor Representative working at Spectrum Asset Management Inc. in Newport Beach, CA and has over 31 years of experience in the finance industry.