Be advised. This firm is no longer registered.

Spectrum Asset Management, Inc.

Spectrum Asset Management, Inc. (CRD# 18217) is a financial advisory firm headquartered in Stamford, CT. They manage $20,261,000,000 in 81 accounts and serve the financial needs of clients across 52 states (or territories).

Current Firm Details
2 High Ridge Park, 2nd Floor, Stamford, CT 06905
https://www.samipfd.com
By the Numbers
  • Total Assets Under Management
    20,261
    MILLION
  • Total Number of Accounts
    81
    ACCOUNTS
  • Average Account Value
    $250,135,802
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Spectrum Asset Management, Inc.
No Advisor Found.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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