Spectrum Management Group, Inc.

Spectrum Management Group, Inc. (CRD# 154532) is a financial advisory firm headquartered in Indianapolis, IN. They manage $441,987,076 in 757 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    442
    MILLION
  • Total Number of Accounts
    757
    ACCOUNTS
  • Average Account Value
    $583,867
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, IL, IN, TX

Financial Advisors at Spectrum Management Group, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Robert C. Phillips
CRD#: 4383613
600 East 96th Street, Suite 130, Indianapolis, IN 46240
96
Wealthminder
score

Robert Phillips (CRD# 4383613) is an Investment Advisor Representative working at Spectrum Management Group, Inc. in Indianapolis, IN and has over 15 years of experience in the finance industry. Robert Phillips has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Leslie D. Thompson
CRD#: 4464109
600 East 96th Street, Suite 130, Indianapolis, IN 46240
96
Wealthminder
score

Leslie Thompson (CRD# 4464109) is an Investment Advisor Representative working at Spectrum Management Group, Inc. in Indianapolis, IN and has over 17 years of experience in the finance industry.

3
Sunjay Goel
CRD#: 3267442
600 East 96th Street, Suite 130, Indianapolis, IN 46240
90
Wealthminder
score

Sunjay Goel (CRD# 3267442) is an Investment Advisor Representative working at Spectrum Management Group, Inc. in Indianapolis, IN and has 1 year of experience in the finance industry.

4
Tia M. Lee
CRD#: 6137366
600 East 96th Street, Suite 130, Indianapolis, IN 46240
90
Wealthminder
score

Tia Lee (CRD# 6137366) is an Investment Advisor Representative working at Spectrum Management Group, Inc. in Indianapolis, IN and has 1 year of experience in the finance industry. Tia Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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