Sprott Asset Management Usa Inc.

Sprott Asset Management Usa Inc. (CRD# 139022) is a financial advisory firm headquartered in Carlsbad, CA. They manage $74,876,492 in 464 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    75
    MILLION
  • Total Number of Accounts
    464
    ACCOUNTS
  • Average Account Value
    $161,372
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Sprott Asset Management Usa Inc.
Showing 1 - 10 of 15 top financial advisors.
1
Gretchen M. Carter
CRD#: 2614368
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
93
Wealthminder
score

Gretchen Carter (CRD# 2614368) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 22 years of experience in the finance industry.

2
Edward C. Coyne
CRD#: 2444276
777 Post Rd, 2nd Floor, Darien, CT 06820
93
Wealthminder
score

Edward Coyne (CRD# 2444276) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Darien, CT and has over 22 years of experience in the finance industry.

3
Mary W. Goddard
CRD#: 1640634
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
93
Wealthminder
score

Mary Goddard (CRD# 1640634) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 22 years of experience in the finance industry.

4
Jason J. Stevens
CRD#: 4461619
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
93
Wealthminder
score

Jason Stevens (CRD# 4461619) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 15 years of experience in the finance industry.

5
Thomas W. Ulrich
CRD#: 3071768
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
93
Wealthminder
score

Thomas Ulrich (CRD# 3071768) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 18 years of experience in the finance industry.

6
Robert V. Villaflor
CRD#: 2202057
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
93
Wealthminder
score

Robert Villaflor (CRD# 2202057) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 25 years of experience in the finance industry.

7
Christian M. Vom Dorp
CRD#: 5650897
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
93
Wealthminder
score

Christian Vom Dorp (CRD# 5650897) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 7 years of experience in the finance industry.

8
Kenton R. Toews
CRD#: 5996346
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
90
Wealthminder
score

Kenton Toews (CRD# 5996346) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 5 years of experience in the finance industry.

9
Anthony J. Bevilaqua
CRD#: 4670542
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
89
Wealthminder
score

Anthony Bevilaqua (CRD# 4670542) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 4 years of experience in the finance industry.

10
John M. Barker
CRD#: 6187222
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
88
Wealthminder
score

John Barker (CRD# 6187222) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 3 years of experience in the finance industry.

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