Steele Capital Management, Inc.

Steele Capital Management, Inc. (CRD# 107097) is a financial advisory firm headquartered in Dubuque, IA. They manage $2,811,200,716 in 3,800 accounts and serve the financial needs of clients across 25 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,811
    MILLION
  • Total Number of Accounts
    3,800
    ACCOUNTS
  • Average Account Value
    $739,790
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, GA, IA, IL, IN, KS, MI, MN, MO, NC, NE, NJ, NY, PA, RI, SC, SD, TN, TX, WA, WI, WY

Financial Advisors at Steele Capital Management, Inc.
Showing 1 - 10 of 13 top financial advisors.
1
Christopher M. Boxleiter
CRD#: 5352437
1000 Jackson Street, Suite 201, Dubuque, IA 52001

Christopher Boxleiter (CRD# 5352437) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 15 years of experience in the finance industry. Christopher Boxleiter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Vernon H. Henjes
CRD#: 6150316
1000 Jackson Street, Suite 201, Dubuque, IA 52001

Vernon Henjes (CRD# 6150316) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 10 years of experience in the finance industry.

3
Jennifer C. Kettering
CRD#: 6389879
1000 Jackson Street, Suite 201, Dubuque, IA 52001

Jennifer Kettering (CRD# 6389879) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 8 years of experience in the finance industry.

4
Bradley Lewis
CRD#: 3007279
788 Main Street, Dubuque, IA 52001

Bradley Lewis (CRD# 3007279) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has 1 year of experience in the finance industry.

5
Michael N. Matone
CRD#: 1010334
Lakewood, FL

Michael Matone (CRD# 1010334) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Lakewood, FL and has over 31 years of experience in the finance industry.

6
Kathryn L. Moran
CRD#: 5029925
1000 Jackson Street, Suite 201, Dubuque, IA 52001

Kathryn Moran (CRD# 5029925) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 9 years of experience in the finance industry.

7
Dawn M. Otting
CRD#: 6236260
1000 Jackson Street, Suite 201, Dubuque, IA 52001

Dawn Otting (CRD# 6236260) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 9 years of experience in the finance industry.

8
Martin J. Smith
CRD#: 3133737
1000 Jackson Street, Suite 201, Dubuque, IA 52001

Martin Smith (CRD# 3133737) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 24 years of experience in the finance industry.

9
Nicholas P. Smith
CRD#: 5340984
1000 Jackson Street, Suite 201, Dubuque, IA 52001

Nicholas Smith (CRD# 5340984) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 15 years of experience in the finance industry. Nicholas Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Michael D. Steele
CRD#: 1017847
788 Main Street, Dubuque, IA 52001

Michael Steele (CRD# 1017847) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 32 years of experience in the finance industry.

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