Steele Capital Management, Inc.

Steele Capital Management, Inc. (CRD# 107097) is a financial advisory firm headquartered in Dubuque, IA. They manage $1,606,881,906 in 3,033 accounts and serve the financial needs of clients across 17 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,607
    MILLION
  • Total Number of Accounts
    3,033
    ACCOUNTS
  • Average Account Value
    $529,800
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, GA, IA, IL, MI, MN, MO, NC, NE, NJ, NY, RI, SD, TX, WI

Financial Advisors at Steele Capital Management, Inc.
Showing 1 - 10 of 13 top financial advisors.
1
Kevin Timmerman
CRD#: 2519009
788 Main St, Dubuque, IA 52001
100
Wealthminder
score

Kevin Timmerman (CRD# 2519009) is an Investment Advisor Representative working at Steele Capital Management, Inc. and has over 21 years of experience in the finance industry.  He has been ranked by Barron's as one of the Top 100 Investment Advisors in the country for nine consecutive years.

2
Christopher M. Boxleiter
CRD#: 5352437
788 Main St, Dubuque, IA 52001
96
Wealthminder
score

Christopher Boxleiter (CRD# 5352437) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 10 years of experience in the finance industry. Christopher Boxleiter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael N. Matone
CRD#: 1010334
70 Jefferson Blvd., Suite 200, Warwick, RI 02888
93
Wealthminder
score

Michael Matone (CRD# 1010334) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Warwick, RI and has over 26 years of experience in the finance industry.

4
Martin J. Smith
CRD#: 3133737
West Glen Town Center, 5550 Wild Rose Lane # 400, West Des Moines, IA 50266
93
Wealthminder
score

Martin Smith (CRD# 3133737) is an Investment Advisor Representative working at Steele Capital Management, Inc. in West Des Moines, IA and has over 19 years of experience in the finance industry.

5
Nicholas P. Smith
CRD#: 5340984
788 Main St, Dubuque, IA 52001
93
Wealthminder
score

Nicholas Smith (CRD# 5340984) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 10 years of experience in the finance industry.

6
Guy R. Wayman
CRD#: 5569621
2111 S. 67th Street, Ste 300, Aksarben Village, Omaha, NE 68106
93
Wealthminder
score

Guy Wayman (CRD# 5569621) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Omaha, NE and has over 9 years of experience in the finance industry.

7
Vernon H. Henjes
CRD#: 6150316
788 Main St, Dubuque, IA 52001
90
Wealthminder
score

Vernon Henjes (CRD# 6150316) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 5 years of experience in the finance industry.

8
Brett A. Wessels
CRD#: 6114351
788 Main St, Dubuque, IA 52001
90
Wealthminder
score

Brett Wessels (CRD# 6114351) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 5 years of experience in the finance industry.

9
Kathryn L. Moran
CRD#: 5029925
788 Main St, Dubuque, IA 52001
89
Wealthminder
score

Kathryn Moran (CRD# 5029925) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 4 years of experience in the finance industry.

10
Dawn M. Otting
CRD#: 6236260
788 Main St, Dubuque, IA 52001
89
Wealthminder
score

Dawn Otting (CRD# 6236260) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 4 years of experience in the finance industry.

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