Stephen A. Kohn & Associates, Ltd.

Stephen A. Kohn & Associates, Ltd. (CRD# 41067) is a financial advisory firm headquartered in Lakewood, CO. They manage $10,256,746 in 40 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    10
    MILLION
  • Total Number of Accounts
    40
    ACCOUNTS
  • Average Account Value
    $256,419
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, WA

Financial Advisors at Stephen A. Kohn & Associates, Ltd.
Showing 1 - 6 of 6 top financial advisors.
1
Stephen A. Kohn
CRD#: 1267211
7114 W. Jefferson Ave., Suite 305, Lakewood, CO 80235
93
Wealthminder
score

Stephen Kohn (CRD# 1267211) is an Investment Advisor Representative working at Stephen A. Kohn & Associates, Ltd. in Lakewood, CO and has over 33 years of experience in the finance industry.

2
Natalie M. Neaton
CRD#: 5991304
6400 S. Fiddlers Green Circle, Suite 350, Greenwood Village, CO 80111
93
Wealthminder
score

Natalie Neaton (CRD# 5991304) is an Investment Advisor Representative working at Stephen A. Kohn & Associates, Ltd. in Greenwood Village, CO and has over 5 years of experience in the finance industry.

3
Nicole S. Slack
CRD#: 1468706
7114 W. Jefferson Ave., Suite 305, Lakewood, CO 80235
93
Wealthminder
score

Nicole Slack (CRD# 1468706) is an Investment Advisor Representative working at Stephen A. Kohn & Associates, Ltd. in Lakewood, CO and has over 27 years of experience in the finance industry.

4
Melissa A. Wagner
CRD#: 4961955
7114 W. Jefferson Ave., Suite 305, Lakewood, CO 80235
93
Wealthminder
score

Melissa Wagner (CRD# 4961955) is an Investment Advisor Representative working at Stephen A. Kohn & Associates, Ltd. in Lakewood, CO and has over 12 years of experience in the finance industry.

5
Susan G. Baldwin
CRD#: 2417706
6400 S. Fiddlers Green Circle, Suite 350, Greenwood Village, CO 80111
86
Wealthminder
score

Susan Baldwin (CRD# 2417706) is an Investment Advisor Representative working at Stephen A. Kohn & Associates, Ltd. in Greenwood Village, CO and has over 20 years of experience in the finance industry. Susan Baldwin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Michael L. Romero
CRD#: 4411973
355 Eastman Park Drive, Suite 200, Windsor, CO 80550
63
Wealthminder
score

Michael Romero (CRD# 4411973) is an Investment Advisor Representative working at Stephen A. Kohn & Associates, Ltd. in Windsor, CO and has over 14 years of experience in the finance industry.

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