Stephens

Stephens (CRD# 3496) is a financial advisory firm headquartered in Little Rock, AR. They manage $6,642,821,710 in 9,625 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    6,643
    MILLION
  • Total Number of Accounts
    9,625
    ACCOUNTS
  • Average Account Value
    $690,163
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Stephens
Showing 1 - 10 of 230 top financial advisors.
1
Nicholas V. Beare
CRD#: 1759347
200/300 Crescent Court, Dallas, TX 75201
96
Wealthminder
score

Nicholas Beare (CRD# 1759347) is an Investment Advisor Representative working at Stephens in Dallas, TX and has over 29 years of experience in the finance industry.

2
Samuel M. Chase
CRD#: 4818484
9 Greenway Plaza, Houston, TX 77046
96
Wealthminder
score

Samuel Chase (CRD# 4818484) is an Investment Advisor Representative working at Stephens in Houston, TX and has over 13 years of experience in the finance industry.

3
Troy W. Clark
CRD#: 1194620
111 Center Street, Little Rock, AR 72201
96
Wealthminder
score

Troy Clark (CRD# 1194620) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 22 years of experience in the finance industry.

4
Christopher C. Cooley
CRD#: 2510188
111 Center Street, Little Rock, AR 72201
96
Wealthminder
score

Christopher Cooley (CRD# 2510188) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 21 years of experience in the finance industry.

5
Ryan E. Crane
CRD#: 2534093
9 Greenway Plaza, Houston, TX 77046
96
Wealthminder
score

Ryan Crane (CRD# 2534093) is an Investment Advisor Representative working at Stephens in Houston, TX and has over 13 years of experience in the finance industry.

6
Charles M. Duncan
CRD#: 3073476
111 Center Street, Little Rock, AR 72201
96
Wealthminder
score

Charles Duncan (CRD# 3073476) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 16 years of experience in the finance industry.

7
Mark E. Dutton
CRD#: 1082271
3100 Market Street, Rogers, AR 72758
96
Wealthminder
score

Mark Dutton (CRD# 1082271) is an Investment Advisor Representative working at Stephens in Rogers, AR and has over 34 years of experience in the finance industry. Mark Dutton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Joseph S. Edelstein
CRD#: 4984860
191 North Wacker, Chicago, IL 60606
96
Wealthminder
score

Joseph Edelstein (CRD# 4984860) is an Investment Advisor Representative working at Stephens in Chicago, IL and has over 11 years of experience in the finance industry.

9
Sean C. Fallon
CRD#: 2562668
111 Center Street, Little Rock, AR 72201
96
Wealthminder
score

Sean Fallon (CRD# 2562668) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 21 years of experience in the finance industry.

10
Brett R. Huff
CRD#: 4820407
111 Center Street, Little Rock, AR 72201
96
Wealthminder
score

Brett Huff (CRD# 4820407) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 12 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.