Stephens

Stephens (CRD# 3496) is a financial advisory firm headquartered in Little Rock, AR. They manage $15,108,584,523 in 22,311 accounts and serve the financial needs of clients across 50 states (or territories).

Current Firm Details
111 Center St, Little Rock, AR 72201
https://www.linkedin.com/showcase/this-is-capitalism/
By the Numbers
  • Total Assets Under Management
    15,109
    MILLION
  • Total Number of Accounts
    22,311
    ACCOUNTS
  • Average Account Value
    $677,181
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Stephens
Showing 1 - 10 of 256 top financial advisors.
1
Joel Akers, financial advisor Rogers AR
Joel B. Akers
CRD#: 4133460
3100 Market Street, Rogers, AR 72758

Joel Akers (CRD# 4133460) is an Investment Advisor Representative working at Stephens in Rogers, AR and has over 22 years of experience in the finance industry.

2
Richard Alexander, financial advisor Austin TX
Richard R. Alexander
CRD#: 2252760
100 Congress Avenue, Austin, TX 78701

Richard Alexander (CRD# 2252760) is an Investment Advisor Representative working at Stephens in Austin, TX and has over 29 years of experience in the finance industry.

3
James Alger, financial advisor Little Rock AR
James D. Alger
CRD#: 1340657
111 Center Street, Little Rock, AR 72201

James Alger (CRD# 1340657) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 37 years of experience in the finance industry.

4
Jack Atkins, financial advisor Little Rock AR
Jack L. Atkins
CRD#: 5412190
111 Center Street, Little Rock, AR 72201

Jack Atkins (CRD# 5412190) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 14 years of experience in the finance industry.

5
James Aughenbaugh, financial advisor Dallas TX
James C. Aughenbaugh
CRD#: 2408807
200/300 Crescent Court, Dallas, TX 75201

James Aughenbaugh (CRD# 2408807) is an Investment Advisor Representative working at Stephens in Dallas, TX and has over 27 years of experience in the finance industry.

6
Ken Barnett, financial advisor Ridgeland MS
Ken H. Barnett
CRD#: 1140778
140 Township Avenue, Ste 202, Ridgeland, MS 39157

Ken Barnett (CRD# 1140778) is an Investment Advisor Representative working at Stephens in Ridgeland, MS and has over 38 years of experience in the finance industry.

7
Henry Bashore, financial advisor Dallas TX
Henry W. Bashore
CRD#: 721311
200/300 Crescent Court, Dallas, TX 75201

Henry Bashore (CRD# 721311) is an Investment Advisor Representative working at Stephens in Dallas, TX and has over 41 years of experience in the finance industry.

8
Nicholas Beare, financial advisor Dallas TX
Nicholas V. Beare
CRD#: 1759347
200/300 Crescent Court, Dallas, TX 75201

Nicholas Beare (CRD# 1759347) is an Investment Advisor Representative working at Stephens in Dallas, TX and has over 34 years of experience in the finance industry.

9
Daniel Belz, financial advisor Hot Springs National Park AR
Daniel P. Belz
CRD#: 724037
161 Television Hill Road, Hot Springs National Park, AR 71913

Daniel Belz (CRD# 724037) is an Investment Advisor Representative working at Stephens in Hot Springs National Park, AR and has over 41 years of experience in the finance industry.

10
Henry Bennett, financial advisor Little Rock AR
Henry K. Bennett
CRD#: 501092
111 Center Street, Little Rock, AR 72201

Henry Bennett (CRD# 501092) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 33 years of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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