Sterne Agee Investment Advisor Services, Inc.

Sterne Agee Investment Advisor Services, Inc. (CRD# 174182) is a financial advisory firm headquartered in Birmingham, AL. They manage $844,840,924 in 5,829 accounts and serve the financial needs of clients across 45 states (or territories).

By the Numbers
  • Total Assets Under Management
    845
    MILLION
  • Total Number of Accounts
    5,829
    ACCOUNTS
  • Average Account Value
    $144,938
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Sterne Agee Investment Advisor Services, Inc.
Showing 1 - 10 of 262 top financial advisors.
1
William P. Adamczyk
CRD#: 1014049
2 Perimeter Park South, Suite 100 East, Birmingham, AL 35243
96
Wealthminder
score

William Adamczyk (CRD# 1014049) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 16 years of experience in the finance industry. William Adamczyk has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Richard C. Bousum
CRD#: 713058
800 Shades Creek Parkway, Suite 815, Birmingham, AL 35209
96
Wealthminder
score

Richard Bousum (CRD# 713058) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 36 years of experience in the finance industry. Richard Bousum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Scott C. Butler
CRD#: 1398087
800 Shades Creek Parkway, Suite 815, Birmingham, AL 35209
96
Wealthminder
score

Scott Butler (CRD# 1398087) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 31 years of experience in the finance industry. Scott Butler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Sam A. Dayhood
CRD#: 2616677
2 Perimeter Park South, Suite 100 East, Birmingham, AL 35243
96
Wealthminder
score

Sam Dayhood (CRD# 2616677) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 21 years of experience in the finance industry. Sam Dayhood has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Eric S. Dorman
CRD#: 2192987
800 Shades Creek Parkway, Suite 815, Birmingham, AL 35209
96
Wealthminder
score

Eric Dorman (CRD# 2192987) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 24 years of experience in the finance industry. Eric Dorman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Richard J. Goglia
CRD#: 2736021
800 Shades Creek Parkway, Suite 815, Birmingham, AL 35209
96
Wealthminder
score

Richard Goglia (CRD# 2736021) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 20 years of experience in the finance industry.

7
Katherine A. Hale
CRD#: 4609523
2 Perimeter Park South, Suite 100 East, Birmingham, AL 35243
96
Wealthminder
score

Katherine Hale (CRD# 4609523) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 13 years of experience in the finance industry. Katherine Hale has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Jeffrey S. Helgeson
CRD#: 1960161
800 Shades Creek Parkway, Suite 815, Birmingham, AL 35209
96
Wealthminder
score

Jeffrey Helgeson (CRD# 1960161) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 27 years of experience in the finance industry.

9
Mandie L. Hiznay
CRD#: 2660930
800 Shades Creek Parkway, Suite 815, Birmingham, AL 35209
96
Wealthminder
score

Mandie Hiznay (CRD# 2660930) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 18 years of experience in the finance industry.

10
Ann M. Iglai
CRD#: 2917127
800 Shades Creek Parkway, Suite 815, Birmingham, AL 35209
96
Wealthminder
score

Ann Iglai (CRD# 2917127) is an Investment Advisor Representative working at Sterne Agee Investment Advisor Services, Inc. in Birmingham, AL and has over 15 years of experience in the finance industry. Ann Iglai has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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