Stoneharbor Investment Group, LLC

Stoneharbor Investment Group, LLC (CRD# 119982) is a financial advisory firm headquartered in Santa Fe, NM. They manage $49,742,530 in 84 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    50
    MILLION
  • Total Number of Accounts
    84
    ACCOUNTS
  • Average Account Value
    $592,173
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

MA, ME, NM, TX

Financial Advisors at Stoneharbor Investment Group, LLC
Showing 1 - 4 of 4 top financial advisors.
1
David C. Altenburg
CRD#: 4138714
Bath, ME
93
Wealthminder
score

David Altenburg (CRD# 4138714) is an Investment Advisor Representative working at Stoneharbor Investment Group, LLC in Bath, ME and has over 7 years of experience in the finance industry.

2
Stewart A. Gardner
CRD#: 4409665
433 Paseo De Peralta, Santa Fe, NM 87501
93
Wealthminder
score

Stewart Gardner (CRD# 4409665) is an Investment Advisor Representative working at Stoneharbor Investment Group, LLC in Santa Fe, NM and has over 16 years of experience in the finance industry.

3
Stephen E. Spence
CRD#: 2644484
433 Paseo De Peralta, Santa Fe, NM 87501
93
Wealthminder
score

Stephen Spence (CRD# 2644484) is an Investment Advisor Representative working at Stoneharbor Investment Group, LLC in Santa Fe, NM and has over 22 years of experience in the finance industry.

4
Jean P. Arrossa
CRD#: 6239874
433 Paseo De Peralta, Santa Fe, NM 87501
89
Wealthminder
score

Jean Arrossa (CRD# 6239874) is an Investment Advisor Representative working at Stoneharbor Investment Group, LLC in Santa Fe, NM and has over 4 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.