Strategies Capital Management

Strategies Capital Management (CRD# 114035) is a financial advisory firm headquartered in Denver, CO. They manage $517,785,631 in 68 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    518
    MILLION
  • Total Number of Accounts
    68
    ACCOUNTS
  • Average Account Value
    $7,614,495
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CO

Financial Advisors at Strategies Capital Management
Showing 1 - 3 of 3 top financial advisors.
1
Kristin C. Sullivan
CRD#: 2704767
1900 Wazee St, Suite 1535, Denver, CO 80202
96
Wealthminder
score

Kristin Sullivan (CRD# 2704767) is an Investment Advisor Representative working at Strategies Capital Management in Denver, CO and has over 20 years of experience in the finance industry. Kristin Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Thomas A. Gonnella
CRD#: 4129918
1900 Wazee St, Suite 1535, Denver, CO 80202
90
Wealthminder
score

Thomas Gonnella (CRD# 4129918) is an Investment Advisor Representative working at Strategies Capital Management in Denver, CO and has over 16 years of experience in the finance industry.

3
David M. Halseth
CRD#: 2283697
1900 Wazee St, Suite 1535, Denver, CO 80202
87
Wealthminder
score

David Halseth (CRD# 2283697) is an Investment Advisor Representative working at Strategies Capital Management in Denver, CO and has 1 year of experience in the finance industry.

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