Sullivan Financial, LLC

Sullivan Financial, LLC (CRD# 121371) is a financial advisory firm headquartered in Essex, CT. They manage $103,801,335 in 275 accounts and serve the financial needs of clients across 6 states (or territories).

Current Firm Details
15a Main Street, Essex, CT 06426
http://www.sullfin.com
By the Numbers
  • Total Assets Under Management
    104
    MILLION
  • Total Number of Accounts
    275
    ACCOUNTS
  • Average Account Value
    $377,459
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CT, FL, MA, NH, PA, TX

Financial Advisors at Sullivan Financial, LLC
Showing 1 - 2 of 2 top financial advisors.
1
Mary Jane Sullivan, financial advisor Essex CT
Mary Jane N. Sullivan
CRD#: 5632328
15a Main Street, Essex, CT 06426

Mary Jane Sullivan (CRD# 5632328) is an Investment Advisor Representative working at Sullivan Financial, LLC in Essex, CT and has over 15 years of experience in the finance industry.

2
Ashley Smelser, financial advisor Essex CT
Ashley C. Smelser
CRD#: 3254414
15a Main Street, Essex, CT 06426

Ashley Smelser (CRD# 3254414) is an Investment Advisor Representative working at Sullivan Financial, LLC in Essex, CT and has over 24 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Request Proposals