Summit Equities Inc.

Summit Equities Inc. (CRD# 11039) is a financial advisory firm headquartered in Parsippany, NJ. They manage $2,418,504,868 in 6,084 accounts and serve the financial needs of clients across 46 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,419
    MILLION
  • Total Number of Accounts
    6,084
    ACCOUNTS
  • Average Account Value
    $397,519
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI

Financial Advisors at Summit Equities Inc.
Showing 1 - 10 of 90 top financial advisors.
1
Michael J. Aloi
CRD#: 3217172
1300 Post Road, Suite 100a, Fairfield, CT 06824
96
Wealthminder
score

Michael Aloi (CRD# 3217172) is an Investment Advisor Representative working at Summit Equities Inc. in Fairfield, CT and has over 17 years of experience in the finance industry. Michael Aloi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Frank Araneo
CRD#: 1203027
4 Campus Drive, Parsippany, NJ 07054
96
Wealthminder
score

Frank Araneo (CRD# 1203027) is an Investment Advisor Representative working at Summit Equities Inc. in Parsippany, NJ and has over 30 years of experience in the finance industry. Frank Araneo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Brian E. Barthold
CRD#: 2943475
4 Campus Drive, Parsippany, NJ 07054
96
Wealthminder
score

Brian Barthold (CRD# 2943475) is an Investment Advisor Representative working at Summit Equities Inc. in Parsippany, NJ and has over 17 years of experience in the finance industry.

4
Michael E. Cear
CRD#: 3009786
4 Campus Drive, Parsippany, NJ 07054
96
Wealthminder
score

Michael Cear (CRD# 3009786) is an Investment Advisor Representative working at Summit Equities Inc. in Parsippany, NJ and has over 18 years of experience in the finance industry.

5
Michael W. Conway
CRD#: 1099865
4 Campus Drive, Parsippany, NJ 07054
96
Wealthminder
score

Michael Conway (CRD# 1099865) is an Investment Advisor Representative working at Summit Equities Inc. in Parsippany, NJ and has over 32 years of experience in the finance industry. Michael Conway has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Kenneth D. Durfee
CRD#: 2155178
4 Campus Drive, Parsippany, NJ 07054
96
Wealthminder
score

Kenneth Durfee (CRD# 2155178) is an Investment Advisor Representative working at Summit Equities Inc. in Parsippany, NJ and has over 25 years of experience in the finance industry. Kenneth Durfee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
David I. Fischbach
CRD#: 1774749
4 Campus Drive, Parsippany, NJ 07054
96
Wealthminder
score

David Fischbach (CRD# 1774749) is an Investment Advisor Representative working at Summit Equities Inc. in Parsippany, NJ and has over 28 years of experience in the finance industry. David Fischbach has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Thomas G. Goodwin
CRD#: 1084710
4621 - B Nottingham Way, Hamilton Square, NJ 08690
96
Wealthminder
score

Thomas Goodwin (CRD# 1084710) is an Investment Advisor Representative working at Summit Equities Inc. in Hamilton Square, NJ and has over 14 years of experience in the finance industry.

9
Gary K. Hager
CRD#: 1569704
1 Harding Road, Suite 100, Red Bank, NJ 07701
96
Wealthminder
score

Gary Hager (CRD# 1569704) is an Investment Advisor Representative working at Summit Equities Inc. in Red Bank, NJ and has over 24 years of experience in the finance industry. Gary Hager has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Nicholas J. Houmis
CRD#: 1446580
4 Campus Drive, Parsippany, NJ 07054
96
Wealthminder
score

Nicholas Houmis (CRD# 1446580) is an Investment Advisor Representative working at Summit Equities Inc. in Parsippany, NJ and has over 30 years of experience in the finance industry. Nicholas Houmis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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