Sumnicht & Associates, LLC

Sumnicht & Associates, LLC (CRD# 111421) is a financial advisory firm headquartered in Appleton, WI. They manage $268,800,000 in 713 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    269
    MILLION
  • Total Number of Accounts
    713
    ACCOUNTS
  • Average Account Value
    $376,999
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL, TX, WI

Financial Advisors at Sumnicht & Associates, LLC
Showing 1 - 7 of 7 top financial advisors.
1
David E. Hackney
CRD#: 4712011
W6240 Communication Court, Suite #1, Appleton, WI 54914
96
Wealthminder
score

David Hackney (CRD# 4712011) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Appleton, WI and has over 14 years of experience in the finance industry.

2
Charles H. Self
CRD#: 5527810
W6240 Communication Court, Suite #1, Appleton, WI 54914
96
Wealthminder
score

Charles Self (CRD# 5527810) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Appleton, WI and has over 7 years of experience in the finance industry.

3
Vernon C. Sumnicht
CRD#: 1315421
W 6240 Communication Court, Suite One, Appleton, WI 54914
96
Wealthminder
score

Vernon Sumnicht (CRD# 1315421) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Appleton, WI and has over 32 years of experience in the finance industry. Vernon Sumnicht has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Paul R. Callahan
CRD#: 2296372
Cape Coral, FL
93
Wealthminder
score

Paul Callahan (CRD# 2296372) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Cape Coral, FL and has over 23 years of experience in the finance industry.

5
Scott R. Jones
CRD#: 5026096
W6240 Communication Court, Suite #1, Appleton, WI 54914
93
Wealthminder
score

Scott Jones (CRD# 5026096) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Appleton, WI and has over 9 years of experience in the finance industry.

6
Robert A. Mueller
CRD#: 5006430
W6240 Communication Ct., Suite 1, Appleton, WI 54914
93
Wealthminder
score

Robert Mueller (CRD# 5006430) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Appleton, WI and has over 11 years of experience in the finance industry.

7
John F. Rankin
CRD#: 4451152
Appleton, WI
93
Wealthminder
score

John Rankin (CRD# 4451152) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Appleton, WI and has over 15 years of experience in the finance industry.

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