Sumnicht & Associates, LLC

Sumnicht & Associates, LLC (CRD# 111421) is a financial advisory firm headquartered in Appleton, WI. They manage $337,345,156 in 729 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    337
    MILLION
  • Total Number of Accounts
    729
    ACCOUNTS
  • Average Account Value
    $462,751
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL, TX, WI

Financial Advisors at Sumnicht & Associates, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Paul R. Callahan
CRD#: 2296372
Cape Coral, FL

Paul Callahan (CRD# 2296372) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Cape Coral, FL and has over 27 years of experience in the finance industry.

2
Scott R. Jones
CRD#: 5026096
W6240 Communication Court, Suite #1, Appleton, WI 54914

Scott Jones (CRD# 5026096) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Appleton, WI and has over 13 years of experience in the finance industry.

3
Charles H. Self
CRD#: 5527810
W6240 Communication Court, Suite #1, Appleton, WI 54914

Charles Self (CRD# 5527810) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Appleton, WI and has over 11 years of experience in the finance industry.

4
Vernon C. Sumnicht
CRD#: 1315421
W 6240 Communication Court, Suite One, Appleton, WI 54914

Vernon Sumnicht (CRD# 1315421) is an Investment Advisor Representative working at Sumnicht & Associates, LLC in Appleton, WI and has over 36 years of experience in the finance industry. Vernon Sumnicht has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.