Swadley Investment Management

Swadley Investment Management (CRD# 145908) is a financial advisory firm headquartered in , . They serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Swadley Investment Management
Showing 1 - 1 of 1 top financial advisors.
Stephen E. Swadley
CRD#: 4250353
18121 Se 372nd St, Auburn, WA 98092

Stephen Swadley (CRD# 4250353) is an Investment Advisor Representative working at Swadley Investment Management in Auburn, WA and has over 17 years of experience in the finance industry.

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