Swan Asset Management

Swan Asset Management (CRD# 161656) is a financial advisory firm headquartered in Augusta, GA. They manage $36,293,071 in 74 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    36
    MILLION
  • Total Number of Accounts
    74
    ACCOUNTS
  • Average Account Value
    $490,447
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, GA, OR, SC, TX

Financial Advisors at Swan Asset Management
Showing 1 - 2 of 2 top financial advisors.
1
James S. Smith
CRD#: 1094733
207 Hudson Trace, Suite 104, Augusta, GA 30907
96
Wealthminder
score

James Smith (CRD# 1094733) is an Investment Advisor Representative working at Swan Asset Management in Augusta, GA and has over 24 years of experience in the finance industry.

2
Richard P. Preston
CRD#: 1921622
207 Hudson Trace, Suite 104, Augusta, GA 30907
93
Wealthminder
score

Richard Preston (CRD# 1921622) is an Investment Advisor Representative working at Swan Asset Management in Augusta, GA and has over 27 years of experience in the finance industry.

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