Swan Global Investments, LLC

Swan Global Investments, LLC (CRD# 114669) is a financial advisory firm headquartered in Durango, CO. They manage $2,520,337,962 in 3,549 accounts and serve the financial needs of clients across 11 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,520
    MILLION
  • Total Number of Accounts
    3,549
    ACCOUNTS
  • Average Account Value
    $710,154
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, FL, IL, MA, NJ, NY, OH, PR, TX, VA

Financial Advisors at Swan Global Investments, LLC
Showing 1 - 10 of 29 top financial advisors.
1
Robert A. Armstrong
CRD#: 5302908
277 E 3rd Ave, Building A, Durango, CO 81301
96
Wealthminder
score

Robert Armstrong (CRD# 5302908) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 9 years of experience in the finance industry.

2
Marc K. Odo
CRD#: 4572784
Queens, NY
96
Wealthminder
score

Marc Odo (CRD# 4572784) is an Investment Advisor Representative working at Swan Global Investments, LLC in Queens, NY and has over 17 years of experience in the finance industry. Marc Odo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
John F. Dolan
CRD#: 1074110
Needham, MA
93
Wealthminder
score

John Dolan (CRD# 1074110) is an Investment Advisor Representative working at Swan Global Investments, LLC in Needham, MA and has over 34 years of experience in the finance industry.

4
James A. Engelken
CRD#: 5409511
277 E 3rd Ave, Building A, Durango, CO 81301
93
Wealthminder
score

James Engelken (CRD# 5409511) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 10 years of experience in the finance industry.

5
Kevin J. Gray
CRD#: 5809273
Columbus, OH
93
Wealthminder
score

Kevin Gray (CRD# 5809273) is an Investment Advisor Representative working at Swan Global Investments, LLC in Columbus, OH and has over 7 years of experience in the finance industry.

6
Christopher B. Hausman
CRD#: 4760409
277 E 3rd Ave, Building A, Durango, CO 81301
93
Wealthminder
score

Christopher Hausman (CRD# 4760409) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 14 years of experience in the finance industry.

7
Sean P. McCaffrey
CRD#: 5007295
277 E. Third Ave, Unit A, Durango, CO 81301
93
Wealthminder
score

Sean McCaffrey (CRD# 5007295) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 12 years of experience in the finance industry.

8
Steven G. Ravenna
CRD#: 2231061
1201 Greenwood Ave N, Saint Petersburg, FL 33704
93
Wealthminder
score

Steven Ravenna (CRD# 2231061) is an Investment Advisor Representative working at Swan Global Investments, LLC in Saint Petersburg, FL and has over 11 years of experience in the finance industry.

9
Jonathan D. Root
CRD#: 4943453
Rosemont, IL
93
Wealthminder
score

Jonathan Root (CRD# 4943453) is an Investment Advisor Representative working at Swan Global Investments, LLC in Rosemont, IL and has over 12 years of experience in the finance industry.

10
Matthew J. Sperrazza
CRD#: 5547270
Englewood, CO
93
Wealthminder
score

Matthew Sperrazza (CRD# 5547270) is an Investment Advisor Representative working at Swan Global Investments, LLC in Englewood, CO and has over 9 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.