Swan Global Investments, LLC

Swan Global Investments, LLC (CRD# 114669) is a financial advisory firm headquartered in Durango, CO. They manage $5,030,832,124 in 4,404 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    5,031
    MILLION
  • Total Number of Accounts
    4,404
    ACCOUNTS
  • Average Account Value
    $1,142,332
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, FL, IL, MA, MD, NJ, NY, OH, PR, TX, VA

Financial Advisors at Swan Global Investments, LLC
Showing 1 - 10 of 38 top financial advisors.
1
Robert A. Armstrong
CRD#: 5302908
25 Broadway 9th Floor, New York, NY 10004
96
Wealthminder
score

Robert Armstrong (CRD# 5302908) is an Investment Advisor Representative working at Swan Global Investments, LLC in New York, NY and has over 9 years of experience in the finance industry.

2
Mason A. Billock
CRD#: 4560997
1099 Main Ave, Suite 206, Durango, CO 81301
96
Wealthminder
score

Mason Billock (CRD# 4560997) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 14 years of experience in the finance industry. Mason Billock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Marc K. Odo
CRD#: 4572784
Queens, NY
96
Wealthminder
score

Marc Odo (CRD# 4572784) is an Investment Advisor Representative working at Swan Global Investments, LLC in Queens, NY and has over 18 years of experience in the finance industry. Marc Odo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Justin W. Bates
CRD#: 6110622
1099 Main Ave, Suite 206, Durango, CO 81301
93
Wealthminder
score

Justin Bates (CRD# 6110622) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 5 years of experience in the finance industry.

5
Chris S. Caswell
CRD#: 6128752
4350 W. Cypress St, Suite 725, Tampa, FL 33607
93
Wealthminder
score

Chris Caswell (CRD# 6128752) is an Investment Advisor Representative working at Swan Global Investments, LLC in Tampa, FL and has over 5 years of experience in the finance industry.

6
Scott R. Davis
CRD#: 1637879
Carlsbad, CA
93
Wealthminder
score

Scott Davis (CRD# 1637879) is an Investment Advisor Representative working at Swan Global Investments, LLC in Carlsbad, CA and has over 27 years of experience in the finance industry.

7
John F. Dolan
CRD#: 1074110
Needham, MA
93
Wealthminder
score

John Dolan (CRD# 1074110) is an Investment Advisor Representative working at Swan Global Investments, LLC in Needham, MA and has over 35 years of experience in the finance industry.

8
James A. Engelken
CRD#: 5409511
1099 Main Ave, Suite 206, Durango, CO 81301
93
Wealthminder
score

James Engelken (CRD# 5409511) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 10 years of experience in the finance industry.

9
Krista A. Fitzpatrick
CRD#: 1709969
4350 W. Cypress Street Suite 725, Tampa, FL 33607
93
Wealthminder
score

Krista Fitzpatrick (CRD# 1709969) is an Investment Advisor Representative working at Swan Global Investments, LLC in Tampa, FL and has over 23 years of experience in the finance industry.

10
Christopher C. Fox
CRD#: 5641532
Windsor, CO
93
Wealthminder
score

Christopher Fox (CRD# 5641532) is an Investment Advisor Representative working at Swan Global Investments, LLC in Windsor, CO and has over 5 years of experience in the finance industry.

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