Swan Global Investments, LLC

Swan Global Investments, LLC (CRD# 114669) is a financial advisory firm headquartered in Durango, CO. They manage $2,105,953,989 in 2,483 accounts and serve the financial needs of clients across 12 states (or territories).

Current Firm Details
1099 Main Ave, Suite 206, Durango, CO 81301
http://www.swandefinedriskfunds.com
By the Numbers
  • Total Assets Under Management
    2,106
    MILLION
  • Total Number of Accounts
    2,483
    ACCOUNTS
  • Average Account Value
    $848,149
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, CO, FL, IL, MA, MD, MI, NJ, NY, PR, TX, VA

Financial Advisors at Swan Global Investments, LLC
Showing 11 - 19 of 19 top financial advisors.
11
Randall Swan, financial advisor Durango CO
Randall W. Swan
CRD#: 4464653
101 W 9th Street, Suite 5, Durango, CO 81301

Randall Swan (CRD# 4464653) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has 1 year of experience in the finance industry.

12
Robert Swan, financial advisor Durango CO
Robert B. Swan
CRD#: 5745866
1099 Main Ave, Suite 206, Durango, CO 81301

Robert Swan (CRD# 5745866) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 14 years of experience in the finance industry.

13
Jeffrey Thomas, financial advisor Milton MA
Jeffrey D. Thomas
CRD#: 4078805
Milton, MA

Jeffrey Thomas (CRD# 4078805) is an Investment Advisor Representative working at Swan Global Investments, LLC in Milton, MA and has over 24 years of experience in the finance industry.

14
Dolores Wheless, financial advisor Dallas TX
Dolores F. Wheless
CRD#: 4702594
8117 Preston Road Suite 300, Dallas, TX 75225

Dolores Wheless (CRD# 4702594) is an Investment Advisor Representative working at Swan Global Investments, LLC in Dallas, TX and has over 13 years of experience in the finance industry.

15
Stephen O'connor-Seville, financial advisor Durango CO
Stephen M. O'connor-Seville
CRD#: 7613900
1099 Main Ave, Suite 206, Durango, CO 81301

Stephen O'connor-Seville (CRD# 7613900) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has 1 year of experience in the finance industry.

16
Alex Prouty, financial advisor Durango CO
Alex M. Prouty
CRD#: 7447961
1099 Main Ave. Unit 206, Durango, CO 81301

Alex Prouty (CRD# 7447961) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 2 years of experience in the finance industry.

17
Walter Stepanek, financial advisor Durango CO
Walter S. Stepanek
CRD#: 7292275
1099 Main Ave, Suite 206, Durango, CO 81301

Walter Stepanek (CRD# 7292275) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 3 years of experience in the finance industry.

18
Christian Swan, financial advisor Durango CO
Christian J. Swan
CRD#: 7710965
1099 Main Ave, Suite 206, Durango, CO 81301

Christian Swan (CRD# 7710965) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has 1 year of experience in the finance industry.

19
David Whiteside, financial advisor Durango CO
David A. Whiteside
CRD#: 7564418
1099 Main Ave, Suite 206, Durango, CO 81301

David Whiteside (CRD# 7564418) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has 1 year of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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